Tobias A. Lenza
Professional summary
Tobias Anthony Lenza, who also goes by Maxwell T Lenza, Maxwell Tobias Lenza, Maxwell Lenza, is a registered financial professional currently at LAMPERT CAPITAL MARKETS INC. located in New York, New York.
Tobias is registered as a RR (Registered Representative) and started their career in finance in 1993. Tobias has worked at 15 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tobias Anthony Lenza's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 24, 2013 - Present
LAMPERT CAPITAL MARKETS INC.
Office #1: 444 Madison Ave 4th Floor, New York, NY 10022December 1, 2010 - October 16, 2013
OBSIDIAN FINANCIAL GROUP, LLC
August 3, 2010 - November 30, 2010
NWT FINANCIAL GROUP, LLC
March 29, 2007 - August 2, 2010
VCS VENTURE SECURITIES
August 29, 2003 - January 19, 2007
GREAT EASTERN SECURITIES, INC.
June 12, 2002 - July 29, 2003
EVOLUTION FINANCIAL TECHNOLOGIES, LLC
May 23, 2000 - November 23, 2001
SANDS BROTHERS & CO., LTD.
December 1, 1999 - May 11, 2000
J.P.R. CAPITAL CORP.
June 30, 1997 - March 9, 1998
BRIARWOOD INVESTMENT COUNSEL
September 26, 1995 - April 10, 1997
LT LAWRENCE & CO., INC.
January 13, 1995 - October 3, 1995
PARAGON CAPITAL MARKETS, INC.
June 9, 1994 - November 23, 1994
LADENBURG CAPITAL MANAGEMENT INC.
April 13, 1994 - June 24, 1994
FIRST ALLIED SECURITIES, INC.
June 17, 1993 - April 15, 1994
CORTLANDT CAPITAL CORPORATION
February 24, 1993 - June 17, 1993
GKN SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/3/2014)
(11/19/2013)
(4/11/2014)
(7/26/2021)
(10/24/2013)
(10/24/2013)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/27/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
LAMPERT CAPITAL MARKETS INC.
CRD#: 103725 / SEC#: , 8-52234
Contact information
FINRA licenses (34 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LAMPERT ADVISORS LLC | SHAREHOLDER | |
| LAMPERT, STEWART RANDY | CHAIRMAN/CEO DIRECTOR/ CCO | |
| NG, NELSON | CHIEF FINANCIAL OFFICER | 1716597 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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