Gilbert J. Gray
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gilbert James Gray, who also goes by Gil Gray, was a registered financial professional .
Gilbert is a previously registered financial professional and started their career in finance in 1969. Gilbert had worked at 4 firms and has passed the Series 1, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 1988 - November 29, 1990
EQUITY ENGINEERING, INC.
June 12, 1985 - October 30, 1987
QUOX, INCORPORATED
December 31, 1975 - August 27, 1985
PORTFOLIO STRATEGIES, INC.
May 26, 1969 - February 9, 1976
BELMONT REID & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/31/1967
Registered Representative ExaminationF04
Date: 4/20/1978
Financial Principal ExaminationSeries 00
Date: 10/5/1972
General Securities Principal ExaminationCurrent Firm
EQUITY ENGINEERING, INC.
CRD#: 8260 / SEC#: , 8-24892
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
