SA
Scott C. Adams
COPPER FINANCIAL
Excelsior Springs, MO 64024
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CRD#: 2279746
SA
Professional summary
Scott Christopher Adams, CFP®, ChFC®, CLU® is a registered financial advisor currently at COPPER FINANCIAL located in Excelsior Springs, Missouri.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Scott has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Investment Planning
Retirement Income Management
Estate Planning
Retirement Planning
Comprehensive Financial Planni...
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) VALUE INVESTMENT PROPERTIES; INVESTMENT-RELATED; 32302 W 231ST, LAWSON, MO 64062; CO-OWNER; BEGAN 1/1/2005. (2) ADAMS RANCH; 32302 W 231ST, LAWSON, MO 64062; DOG BREEDING, FARMING, CATTLE RANCH, OWNER; APPROXIMATELY 80 HOURS PER MONTH. (3) FOSTER CARE/HOST HOME; NOT INVESTMENT-RELATED, 32302 W 231ST, LAWSON, MO 64062; CARE FOR ADULTS WITH DISABILITIES; APPROXIMATELY 100 HOURS PER MONTH. (4) INTERFACE, LLC; NOT INVESTMENT-RELATED; 112 S. THOMPSON AVE., EXCELSIOR SPRINGS, MO 64024; DISABILITY SERVICES; PAYROLL; BEGAN 11/15/2019; APPROXIMATELY 4 HOURS PER MONTH WITH NONE DURING SECURITIES TRADING HOURS; DUTIES INCLUDE RUNNING PAYROLL.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Christopher Adams's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Scott Christopher Adams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
May 21, 2014 - Present
COPPER FINANCIAL
Office #1: 235 E Broadway Avenue, Excelsior Springs, MO 64024Office #2: 10601 Mission Road Suite 10617, Leawood, KS 66206RIA
BD
CRD#: 168203
Excelsior Springs, MO
Current
May 21, 2014 - Present
COPPER FINANCIAL
Office #1: 235 E Broadway Avenue, Excelsior Springs, MO 64024Office #2: 10601 Mission Road Suite 10617, Leawood, KS 66206RIA
BD
CRD#: 168203
Excelsior Springs, MO
Past
February 1, 2013 - May 20, 2014
CUSO FINANCIAL SERVICES, L.P.
RIA
CRD#: 42132
KANSAS CITY, MO
Past
February 1, 2013 - May 20, 2014
CUSO FINANCIAL SERVICES, L.P.
BD
CRD#: 42132
KANSAS CITY, MO
Past
March 10, 2006 - February 1, 2013
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
KANSAS CITY, MO
Past
March 10, 2006 - February 1, 2013
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
KANSAS CITY, MO
Past
August 16, 2002 - March 10, 2006
NEW ENGLAND SECURITIES
RIA
CRD#: 615
OVERLAND PARK, KS
Past
August 2, 2002 - March 10, 2006
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
October 12, 2001 - August 1, 2002
SUNSET FINANCIAL SERVICES, INC.
RIA
CRD#: 3538
KANSAS CITY, MO
Past
September 19, 2001 - August 1, 2002
SUNSET FINANCIAL SERVICES, INC.
BD
CRD#: 3538
KANSAS CITY, MO
Past
February 18, 1998 - September 14, 2001
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
February 18, 1998 - September 14, 2001
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
December 7, 1995 - January 29, 1998
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Past
June 27, 1994 - November 16, 1995
G. R. PHELPS & CO., INC.
BD
CRD#: 173
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
COPPER FINANCIAL
COMMUNITYAMERICA FINANCIAL SOLUTIONS, LLC | COPPER FINANCIAL NETWORK, LLC | COPPER FINANCIAL
CRD#: 168203 / SEC#: 801-89168, 8-69295
RIA
Registered Investment Advisory firm - SEC (4/30/2015 Approved)California
Registered Investment Advisory firm - SEC (7/2/2015 Terminated)Idaho
Registered Investment Advisory firm - SEC (6/6/2014 Terminated)Iowa
Registered Investment Advisory firm - SEC (6/5/2014 Terminated)Kansas
Registered Investment Advisory firm - SEC (6/2/2015 Terminated)North Carolina
Registered Investment Advisory firm - SEC (6/5/2014 Terminated)Ohio
Registered Investment Advisory firm - SEC (6/5/2014 Terminated)Texas
Registered Investment Advisory firm - SEC (6/2/2015 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/13/2020)
RR
Arkansas(1/17/2025)
RR
California(1/17/2025)
RR
Connecticut(1/24/2020)
RR
Florida(1/3/2022)
RR
Illinois(5/21/2014)
RR
Kansas(5/21/2014)
IAR
Kansas(5/21/2014)
RR
Minnesota(12/20/2016)
RR
Missouri(5/21/2014)
IAR
Missouri(1/3/2023)
RR
Oregon(1/8/2024)
IAR
Texas(1/7/2021)
RR
Virginia(1/3/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
COPPER FINANCIAL
COMMUNITYAMERICA FINANCIAL SOLUTIONS, LLC | COPPER FINANCIAL NETWORK, LLC | COPPER FINANCIAL
CRD#: 168203 / SEC#: 801-89168, 8-69295
RIA
Registered Investment Advisory firm - SEC (4/30/2015 Approved)California
Registered Investment Advisory firm - SEC (7/2/2015 Terminated)Idaho
Registered Investment Advisory firm - SEC (6/6/2014 Terminated)Iowa
Registered Investment Advisory firm - SEC (6/5/2014 Terminated)Kansas
Registered Investment Advisory firm - SEC (6/2/2015 Terminated)North Carolina
Registered Investment Advisory firm - SEC (6/5/2014 Terminated)Ohio
Registered Investment Advisory firm - SEC (6/5/2014 Terminated)Texas
Registered Investment Advisory firm - SEC (6/2/2015 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
9777 Ridge Dr., Suite 360, Lenexa, KS 66219
Mailing Address
9777 Ridge Dr., Suite 360, Lenexa, KS 66219
Phone number
(913) 905-8116
Established
Missouri since 11/05/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
50
SEC notice filing (29 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COMMUNITYAMERICA CUSO ONE LLC | SHAREHOLDER | |
| CHRISTIAN, TRACY | ELECTED MANAGER | 7678129 |
| DEHNER, MICHAEL JAMES | FINANCIAL OPERATIONS PRINCIPAL | 7334680 |
| GINTER, LISA ROSELLE | ELECTED MANAGER | 6482083 |
| HAGGERTY, MICHAEL PATRICK | PRESIDENT, CHIEF COMPLIANCE OFFICER | 3172920 |
| KROPP, STEPHEN DALE | ELECTED MANAGER | 7337607 |
| PATRICK, MICHAEL ALAN | ELECTED MANAGER | 6482087 |
| SARACINI, TIMOTHY RICE | ELECTED MANAGER | 1303842 |
Regulatory assets under management
| Total Number of Accounts | 4,082 |
| AUM (Assets Under Management) | $ 346,070,238 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
