David M. Schubach

INTEGRITY FINANCIAL ADVISORS

Tolland, CT

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CRD#: 2279707

Professional summary

David Morgan Schubach is a registered financial advisor currently at INTEGRITY FINANCIAL ADVISORS, LLC located in Tolland, Connecticut.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. David has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Morgan Schubach's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 15, 2025 - Present

INTEGRITY FINANCIAL ADVISORS, LLC

RIA

CRD#: 313369

Tolland, CT

Past

April 12, 2017 - November 14, 2024

NEW FRONTIER ADVISORS, LLC

RIA

CRD#: 147181

Tolland, CT

Past

August 15, 2014 - November 22, 2016

ASSETMARK BROKERAGE, LLC

CRD#: 169804

CONCORD, CA

Past

December 4, 2013 - August 15, 2014

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

July 31, 2008 - November 22, 2016

ASSETMARK, INC.

RIA

CRD#: 109018

TOLLAND, CT

Past

December 20, 2007 - November 22, 2013

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

April 20, 2006 - July 31, 2008

GENWORTH FINANCIAL ASSET MANAGEMENT, INC

RIA

CRD#: 105771

TOLLAND, CT

Past

June 30, 2005 - December 31, 2005

TOWER SQUARE SECURITIES, INC.

RIA

CRD#: 833

SPRINGFIELD, MA

Past

July 15, 2004 - December 31, 2005

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Past

December 15, 1999 - June 9, 2004

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

JERSEY CITY, NJ

Past

July 19, 1993 - December 18, 1997

VP DISTRIBUTORS LLC

CRD#: 3036

HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTEGRITY FINANCIAL ADVISORS, LLC

ADVANCED FINANCIAL PARTNERS | TWO TUGBOATS LLC | ROBERTS FINANCIAL PARTNERS GROUP | INTEGRITY FINANCIAL ADVISORS, LLC

CRD#: 313369 / SEC#: 801-121305

RIA

Registered Investment Advisory firm - (7/1/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(4/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/20/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/2/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/22/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/16/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

INTEGRITY FINANCIAL ADVISORS, LLC

ADVANCED FINANCIAL PARTNERS | TWO TUGBOATS LLC | ROBERTS FINANCIAL PARTNERS GROUP | INTEGRITY FINANCIAL ADVISORS, LLC

CRD#: 313369 / SEC#: 801-121305

RIA

Registered Investment Advisory firm - (7/1/2021 Approved)

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Contact information

Main Address

400 Tradecenter Suite 3990, Woburn, MA 01801

Mailing Address

Phone number

(978) 338-4830

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IFA ADV PART 2A (3/25/2025)

Regulatory assets under management

Total Number of Accounts	485
AUM (Assets Under Management)	$ 124,354,304

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David M. Schubach

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Morgan Schubach's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEW FRONTIER ADVISORS, LLC

ASSETMARK BROKERAGE, LLC

CAPITAL BROKERAGE CORPORATION

ASSETMARK, INC.

CAPITAL BROKERAGE CORPORATION

GENWORTH FINANCIAL ASSET MANAGEMENT, INC

TOWER SQUARE SECURITIES, INC.

TOWER SQUARE SECURITIES, INC.

COREBRIDGE CAPITAL SERVICES, INC.

VP DISTRIBUTORS LLC

Primary Firm SEC Registration

INTEGRITY FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/20/2005

Series 63

Date: 12/2/1994

SIE

Date: 11/22/2016

Series 6

Date: 7/16/1993

Current Firm

INTEGRITY FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INTEGRITY FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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