JC
Jeffery A. Clemons
PARK AVENUE SECURITIES LLC
IRVINE, CA 92606
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CRD#: 2279632
JC
Professional summary
Jeffery A Clemons, CFP®, who also goes by Jeffery Alan Clemons, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Irvine, California.
Jeffery is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Jeffery has worked at 5 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 9, Series 10, Series 53, Series 8 and Series 12 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeffery Alan Clemons
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Name of OBA - Title/Duties: Insurance products other than those offered through Guardian and its subsidiaries Address: 2875 Michelle Dr, Ste 110, Irvine, CA 92606 Start Date: 01/15/2024 Number of hours per month & number of hours during normal business hours: 10 per month, 10 during normal business hours Investment related or non investment related: Investment related
CRS (Client Relationship Summary) - RIA
Click below to view Jeffery A Clemons's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jeffery A Clemons's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
February 12, 2024 - Present
PARK AVENUE SECURITIES LLC
Office #1: 2875 Michelle Drive Suite 110, Irvine, CA 92606RIA
BD
CRD#: 46173
IRVINE, CA
Current
February 12, 2024 - Present
PARK AVENUE SECURITIES LLC
Office #1: 2875 Michelle Drive Suite 110, Irvine, CA 92606RIA
BD
CRD#: 46173
IRVINE, CA
Past
August 28, 2018 - February 1, 2024
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
RIA
CRD#: 611
LOS ANGELES, CA
Past
August 28, 2018 - February 1, 2024
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
BD
CRD#: 611
LOS ANGELES, CA
Past
February 15, 2011 - June 8, 2018
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
LAS VEGAS, NV
Past
February 15, 2011 - June 8, 2018
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
LAS VEGAS, NV
Past
December 9, 2002 - January 18, 2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
LAS VEGAS, NV
Past
December 8, 1992 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
December 8, 1992 - January 18, 2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
LAS VEGAS, NV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/6/2025)
IAR
Alabama(11/6/2025)
RR
Arizona(2/12/2024)
IAR
Arizona(3/1/2024)
RR
California(2/12/2024)
IAR
California(2/12/2024)
RR
Florida(6/24/2025)
RR
Louisiana(6/25/2025)
IAR
Louisiana(6/30/2025)
RR
Massachusetts(9/25/2025)
RR
Michigan(2/12/2024)
IAR
Michigan(2/12/2024)
RR
Missouri(9/16/2025)
RR
Nevada(2/12/2024)
IAR
Nevada(2/14/2024)
RR
North Carolina(3/21/2025)
RR
Ohio(7/9/2025)
RR
Oregon(3/10/2025)
RR
Pennsylvania(8/27/2025)
RR
Texas(4/29/2024)
IAR
Texas(4/29/2024)
RR
Washington(7/7/2025)
RR
Wisconsin(2/12/2024)
IAR
Wisconsin(2/12/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 7/10/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Principal/Supervisory Exam
RR
Series 12
Date: 6/11/1996
NYSE Branch Manager ExaminationSRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
