Earl F. Gray
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Earl Franklin Gray was a registered financial professional .
Earl is a previously registered financial professional and started their career in finance in 1964. Earl had worked at 7 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2006 - December 31, 2006
COINBASE CAPITAL MARKETS CORP
October 13, 1983 - December 15, 2005
LPL FINANCIAL LLC
July 14, 1983 - October 20, 1983
CETERA WEALTH SERVICES, LLC
July 29, 1981 - July 7, 1983
FSC SECURITIES CORPORATION
April 12, 1978 - July 10, 1981
INDEPENDENT FINANCIAL PLANNERS CORPORATION
June 15, 1973 - October 30, 1980
INDEPENDENT SECURITIES CORPORATION
December 31, 1964 - June 15, 1973
EQUITY SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/28/1964
Registered Representative ExaminationCurrent Firm
COINBASE CAPITAL MARKETS CORP
CRD#: 10722 / SEC#: 801-78249, 8-28032
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
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