DM
David W. Menard
THE MENARD FINANCIAL GROUP
Houston, TX 77057
Some features on this profile are disabled
CRD#: 2279466
DM
Professional summary
David Wayne Menard is a registered financial advisor currently at THE MENARD FINANCIAL GROUP, LLC located in Houston, Texas.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. David has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. [OLE HORNS, LLC; INTENDED TO BE USED FOR FAMILY PLANNING PURPOSES, ESTATE PLANNING, ASSET PROTECTION AND FAMILY DISTRIBUTION MOST PARTICULARLY IN THE EVENT OF DAVID MENARD'S DEATH; START DATE: 06/2010; ROLE/TITLE: OWNER; NOT INVESTMENT RELATED] 2. [TETON MIDSTREAM INFRASTRUCTURE FUND III, LP; NON MANAGING INVESTMENT IN MIDSTREAM INFRASTRUCTURE PROJECTS - PIPLELINES, ETC. SUBSCRIPTION WILL BE IN ROLE OF A LIMITED PARTNER.; 2001 KIRBY DRIVE, SUITE 1350, HOUSTON, TX 77019; START DATE 03/2014; ROLE/TITLE: INVESTOR; NOT INVESTMENT RELATED; 0 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] 3. [CAZ Co-Investment Opportunities Fund, L.P.; Private equity purchases; One Riverway, Ste 2000 Houston, TX 77056; Start Date 03/2018; Role/Title: Investor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours] 4. THE LIFE INSURANCE ADVISORY GROUP, LLC; YES, INVESTMENT RELATED; 2603 AUGUSTA DR., SUITE 1200, HOUSTON, TEXAS 77057; INSURANCE AGENCY; LICENSED INSURANCE AGENT/CONTRACTOR; 03/2021; APPROX 4 HOURS PER MONTH; OFFER INSURANCE PRODUCTS AS A LICENSED INSURANCE AGENT IN THE STATE OF TEXAS.
CRS (Client Relationship Summary) - RIA
Click below to view David Wayne Menard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 3, 2018 - Present
THE MENARD FINANCIAL GROUP, LLC
Office #1: 2603 Augusta Drive Suite 1200, Houston, TX 77057RIA
CRD#: 299404
Houston, TX
Past
May 31, 2001 - December 5, 2018
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
HOUSTON, TX
Past
September 25, 1992 - December 5, 2018
NYLIFE SECURITIES LLC
BD
CRD#: 5167
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TM
THE MENARD FINANCIAL GROUP, LLC
THE MENARD FINANCIAL GROUP, LLC
CRD#: 299404 / SEC#: 801-114342
RIA
Registered Investment Advisory firm - (12/3/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(12/5/2018)
IAR
Texas(12/3/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TM
THE MENARD FINANCIAL GROUP, LLC
THE MENARD FINANCIAL GROUP, LLC
CRD#: 299404 / SEC#: 801-114342
RIA
Registered Investment Advisory firm - (12/3/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2603 Augusta Drive Suite 1200, Houston, TX 77057
Mailing Address
Phone number
(713) 364-1515
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 358 |
| AUM (Assets Under Management) | $ 429,184,346 |
Red Flags
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