Michael D. Saines
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael David Saines was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1992. Michael had worked at 5 firms and has passed the Series 63, Series 56, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2012 - May 31, 2013
LUPO FUTURES, LLC
January 13, 1999 - February 18, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 16, 1995 - January 19, 1995
CROWN FINANCIAL GROUP, INC.
June 21, 1993 - January 16, 1995
GRUNTAL & CO., L.L.C.
October 20, 1992 - June 23, 1993
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 56
Date: 3/23/2012
Proprietary Trader Qualification ExaminationCurrent Firm
LUPO FUTURES, LLC
CRD#: 155931 / SEC#: , 8-68755
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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