George A. Charkales

R.M. STARK & CO.

Lake Worth Beach, FL 33460-4955

Some features on this profile are disabled

CRD#: 2279448

Professional summary

George A Charkales, who also goes by George Andrew Charkales, is a registered financial professional currently at R.M. STARK & CO., INC. located in Lake Worth Beach, Florida and FMG DISTRIBUTORS, INC. located in New Canaan, Connecticut.

George is registered as a RR (Registered Representative) and started their career in finance in 1992. George has worked at 15 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

George Andrew Charkales

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view George A Charkales's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 18, 2018 - Present

R.M. STARK & CO., INC.

Office #1: 730 S Federal Hwy, Lake Worth Beach, FL 33460-4955

CRD#: 7612

Lake Worth Beach, FL

Current

April 23, 2018 - Present

FMG DISTRIBUTORS, INC.

Office #1: 557 Oenoke Ridge Road, New Canaan, CT 06840

CRD#: 29243

New Canaan, CT

Past

September 12, 2016 - April 2, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

RYE, NY

Past

September 12, 2016 - April 2, 2018

LPL FINANCIAL LLC

CRD#: 6413

RYE, NY

Past

August 24, 2015 - September 12, 2016

PEOPLE'S SECURITIES, INC.

RIA

CRD#: 13704

WESTPORT, CT

Past

August 24, 2015 - September 12, 2016

PEOPLE'S SECURITIES, INC.

CRD#: 13704

WESTPORT, CT

Past

August 9, 2012 - August 25, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

STAMFORD, CT

Past

August 9, 2012 - August 25, 2015

LPL FINANCIAL LLC

CRD#: 6413

STAMFORD, CT

Past

June 13, 2012 - August 6, 2012

LEADER CAPITAL CORP.

RIA

CRD#: 46206

STAMFORD, CT

Past

June 13, 2012 - August 6, 2012

LEADER CAPITAL CORP.

CRD#: 46206

VANCOUVER, WA

Past

May 9, 2012 - June 15, 2012

HARVEST CAPITAL ADVISORS, LLC

RIA

CRD#: 125920

STAMFORD, CT

Past

May 9, 2012 - June 14, 2012

HARVEST CAPITAL LLC

CRD#: 35723

WETHERSFIELD, CT

Past

April 7, 2011 - February 9, 2012

TOUCHSTONE ADVISORS INC

RIA

CRD#: 107028

CINCINNATI, OH

Past

April 7, 2011 - February 9, 2012

TOUCHSTONE SECURITIES, INC.

CRD#: 1526

CINCINNATI, OH

Past

October 21, 2010 - April 25, 2011

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

STAMFORD, CT

Past

September 17, 2010 - April 25, 2011

CHARLES SCHWAB & CO., INC.

CRD#: 5393

STAMFORD, CT

Past

April 22, 2008 - August 30, 2010

MUTUAL TRUST COMPANY OF AMERICA SECURITIES

CRD#: 8494

ST. PETERSBURG, FL

Past

December 6, 2005 - May 20, 2006

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

STAMFORD, CT

Past

January 3, 2005 - December 31, 2007

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

STAMFORD, CT

Past

April 7, 2000 - July 23, 2004

TOUCHSTONE SECURITIES, INC.

CRD#: 1526

CINCINNATI, OH

Past

June 30, 1999 - April 7, 2000

ARM SECURITIES CORPORATION

CRD#: 932

MINOT, ND

Past

December 8, 1997 - June 30, 1999

FMG DISTRIBUTORS, INC.

CRD#: 29243

NEW CANAAN, CT

Past

January 25, 1994 - January 3, 1996

BOLTON GLOBAL CAPITAL

CRD#: 15650

BOLTON, MA

Past

December 11, 1992 - March 23, 1993

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(4/18/2018)

Florida
(3/5/2019)

Exams

State Security Law Exam

IAR

Series 66

Date: 10/14/2010

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/11/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/30/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/19/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/24/2001

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FMG DISTRIBUTORS, INC.

CRD#: 29243 / SEC#: , 8-44258

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

557 Oenoke Ridge Road, New Canaan, CT 06840

Mailing Address

557 Oenoke Ridge Road, New Canaan, CT 06840

Phone number

(203) 354-4910

Established

Connecticut since 09/19/1991

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (7 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
KAISER, JAMES GERARD	PRESIDENT-CCO

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

George A. Charkales

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view George A Charkales's CRS (Customer Relationship Summary).

Certified licenses

Experience

FMG DISTRIBUTORS, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

PEOPLE'S SECURITIES, INC.

PEOPLE'S SECURITIES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LEADER CAPITAL CORP.

LEADER CAPITAL CORP.

HARVEST CAPITAL ADVISORS, LLC

HARVEST CAPITAL LLC

TOUCHSTONE ADVISORS INC

TOUCHSTONE SECURITIES, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

MUTUAL TRUST COMPANY OF AMERICA SECURITIES

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

TOUCHSTONE SECURITIES, INC.

ARM SECURITIES CORPORATION

FMG DISTRIBUTORS, INC.

BOLTON GLOBAL CAPITAL

CHATFIELD DEAN & CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/14/2010

Series 65

Date: 12/11/2003

Series 63

Date: 10/30/1992

SIE

Date: 10/1/2018

Series 7

Date: 11/19/1992

Series 24

Date: 4/24/2001

FINRA

Current Firm

FMG DISTRIBUTORS, INC.

Contact information

FINRA licenses (7 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FMG DISTRIBUTORS, INC.

TRUST BUT VERIFY

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