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George A Charkales

R.M. STARK & CO.
LAKE WORTH BEACH, FL
·CRD# 2279448·34 years experience

Professional Summary

George A Charkales, who also goes by George Andrew Charkales, is a registered financial advisor currently at R.M. STARK & CO., INC. located in Lake Worth Beach, Florida and FMG DISTRIBUTORS, INC. located in New Canaan, Connecticut. George is registered as a RR (Registered Representative) and started their career in finance in 1992. George has worked at 15 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

George Andrew Charkales

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

R.M. STARK & CO., INC.·CRD# 7612
BD
730 S Federal Hwy, Lake Worth Beach, FL 33460-4955
April 18, 2018 - Present
FMG DISTRIBUTORS, INC.·CRD# 29243
BD
557 Oenoke Ridge Road, New Canaan, CT 06840
April 23, 2018 - Present
LPL FINANCIAL LLC·CRD# 6413
RIA
Rye, NY
September 12, 2016 - April 2, 2018
LPL FINANCIAL LLC·CRD# 6413
BD
Rye, NY
September 12, 2016 - April 2, 2018
PEOPLE'S SECURITIES, INC.·CRD# 13704
RIA
Westport, CT
August 24, 2015 - September 12, 2016
PEOPLE'S SECURITIES, INC.·CRD# 13704
BD
Westport, CT
August 24, 2015 - September 12, 2016
LPL FINANCIAL LLC·CRD# 6413
RIA
Stamford, CT
August 9, 2012 - August 25, 2015
LPL FINANCIAL LLC·CRD# 6413
BD
Stamford, CT
August 9, 2012 - August 25, 2015
LEADER CAPITAL CORP.·CRD# 46206
RIA
Stamford, CT
June 13, 2012 - August 6, 2012
LEADER CAPITAL CORP.·CRD# 46206
BD
Vancouver, WA
June 13, 2012 - August 6, 2012
HARVEST CAPITAL ADVISORS, LLC·CRD# 125920
RIA
Stamford, CT
May 9, 2012 - June 15, 2012
HARVEST CAPITAL LLC·CRD# 35723
BD
Wethersfield, CT
May 9, 2012 - June 14, 2012
TOUCHSTONE ADVISORS INC·CRD# 107028
RIA
Cincinnati, OH
April 7, 2011 - February 9, 2012
TOUCHSTONE SECURITIES, LLC·CRD# 1526
BD
Cincinnati, OH
April 7, 2011 - February 9, 2012
CHARLES SCHWAB & CO., INC.·CRD# 5393
RIA
Stamford, CT
October 21, 2010 - April 25, 2011
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Stamford, CT
September 17, 2010 - April 25, 2011
MUTUAL TRUST COMPANY OF AMERICA SECURITIES·CRD# 8494
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St. Petersburg, FL
April 22, 2008 - August 30, 2010
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
RIA
Stamford, CT
December 6, 2005 - May 20, 2006
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
BD
Stamford, CT
January 3, 2005 - December 31, 2007
TOUCHSTONE SECURITIES, LLC·CRD# 1526
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April 7, 2000 - July 23, 2004
ARM SECURITIES CORPORATION·CRD# 932
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June 30, 1999 - April 7, 2000
FMG DISTRIBUTORS, INC.·CRD# 29243
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New Canaan, CT
December 8, 1997 - June 30, 1999
BOLTON GLOBAL CAPITAL·CRD# 15650
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Bolton, MA
January 25, 1994 - January 3, 1996
CHATFIELD DEAN & CO., INC.·CRD# 14714
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December 11, 1992 - March 23, 1993

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Current Firm

FD
FMG DISTRIBUTORS, INC.

FMG DISTRIBUTORS, INC.

CRD#: 29243 / SEC#: 8-44258
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

557 Oenoke Ridge Road, New Canaan, CT 06840

Mailing Address

557 Oenoke Ridge Road, New Canaan, CT 06840

Phone Number

(203) 354-4910

Established

Connecticut since 09/19/1991

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (7 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
KAISER, JAMES GERARDPRESIDENT-CCO—

Disclosures

Regulatory Event

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(4/18/2018)
RR
Florida
(3/5/2019)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2010About the Series 66 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2003About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1992About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 2001About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view George A Charkales's CRS (Customer Relationship Summary).

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