George A Charkales
Professional Summary
George A Charkales, who also goes by George Andrew Charkales, is a registered financial advisor currently at R.M. STARK & CO., INC. located in Lake Worth Beach, Florida and FMG DISTRIBUTORS, INC. located in New Canaan, Connecticut. George is registered as a RR (Registered Representative) and started their career in finance in 1992. George has worked at 15 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
George Andrew Charkales
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
34 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
FMG DISTRIBUTORS, INC.
Contact Information
Main Address
557 Oenoke Ridge Road, New Canaan, CT 06840Mailing Address
557 Oenoke Ridge Road, New Canaan, CT 06840Phone Number
(203) 354-4910Established
Connecticut since 09/19/1991Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (7 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KAISER, JAMES GERARD | PRESIDENT-CCO | — |
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/18/2018)
(3/5/2019)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view George A Charkales's CRS (Customer Relationship Summary).
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