David P. Gray

CAPITAL MANAGEMENT LLC

Greensboro, NC 27408

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CRD#: 227937

Professional summary

David Peele Gray JR, CFP®, who also goes by David Peele Gray, is a registered financial advisor currently at CAPITAL MANAGEMENT LLC located in Greensboro, North Carolina.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1973. David has worked at 13 firms and has passed the Series 1 exam.

Question & Answer

What are your service offerings?

Employee and Employer Plan Ben...

Elder Care

Investment Planning

Tax Planning

Education Planning

Estate Planning

Life Transitions

Budgeting

Comprehensive Financial Planni...

Retirement Planning

Are you a "fiduciary"?

Yes

Aliases

David Peele Gray

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BIAS Global Portfolios; Director; Investment Related; 24 Howard Street Corporate Plaza Suite 81 George Town Grand Cayman KY1-1000 Cayman Islands; Investment Fund management; Serve on Board of Directors; Start date: 2025-01-01; Hours per month devoted to business during trading hours: .50; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 1; Contact person at the organization: Robert Pires; Website address: biasinvestors.com.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Peele Gray JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1981

Experience

Current

May 4, 2015 - Present

CAPITAL MANAGEMENT LLC

Office #1: 628 Green Valley Road Suite 204, Greensboro, NC 27408

RIA

CRD#: 109416

Greensboro, NC

Past

April 12, 2010 - December 7, 2012

SOUTHEAST INVESTMENTS, N.C., INC.

CRD#: 43035

CHARLOTTE, NC

Past

November 9, 2000 - December 31, 2009

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

February 24, 1998 - January 19, 2000

DEMPSEY FINANCIAL NETWORK, INC.

CRD#: 38330

ATLANTA, GA

Past

July 2, 1991 - October 15, 1997

STONEX SECURITIES INC.

CRD#: 18456

BIRMINGHAM, AL

Past

November 9, 1990 - July 8, 1991

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

Past

November 19, 1989 - June 27, 1990

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

May 23, 1988 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

June 18, 1984 - May 24, 1988

CAPITAL CONCEPTS SECURITIES, INC.

CRD#: 14817

Past

March 18, 1983 - July 9, 1984

FSC SECURITIES CORPORATION

CRD#: 7461

Past

February 2, 1982 - March 17, 1983

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Past

October 24, 1975 - January 11, 1982

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

Past

February 5, 1973 - November 14, 1975

CONFERENCE CONCEPTS, INC.

CRD#: 764

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL MANAGEMENT LLC

CAPITAL MANAGEMENT INC | CAPITAL MANAGEMENT LLC

CRD#: 109416 / SEC#: 801-55753

RIA

Registered Investment Advisory firm - (7/24/1998 Approved)

North Carolina

Registered Investment Advisory firm - (7/12/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(5/4/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 1

Date: 1/22/1973

Registered Representative Examination

Current Firm

CAPITAL MANAGEMENT LLC

CAPITAL MANAGEMENT INC | CAPITAL MANAGEMENT LLC

CRD#: 109416 / SEC#: 801-55753

RIA

Registered Investment Advisory firm - (7/24/1998 Approved)

North Carolina

Registered Investment Advisory firm - (7/12/2007 Terminated)

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Contact information

Main Address

628 Green Valley Road Suite 204, Greensboro, NC 27408

Mailing Address

Phone number

(336) 856-2911

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAPITAL MANAGEMENT_PART 2 A BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	514
AUM (Assets Under Management)	$ 341,919,260

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

David P. Gray

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Peele Gray JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOUTHEAST INVESTMENTS, N.C., INC.

THE LEADERS GROUP, INC.

DEMPSEY FINANCIAL NETWORK, INC.

STONEX SECURITIES INC.

IFG NETWORK SECURITIES, INC.

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

CAPITAL CONCEPTS SECURITIES, INC.

FSC SECURITIES CORPORATION

PRUDENTIAL EQUITY GROUP, LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

CONFERENCE CONCEPTS, INC.

Primary Firm SEC Registration

CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 1

Date: 1/22/1973

Current Firm

CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

Contact information

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