Henry L. Becker

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CRD#: 2279285

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Henry Lawrence Becker, CFP®, who also goes by Henry Lawrence Becker Jr, Henry Lawrence Becker, was a registered financial professional .

Henry is a previously registered financial professional and started their career in finance in 1992. Henry had worked at 15 firms and has passed the Series 63, Series 7 and Series 6 exams.

Biography

Henry’s career in the financial services industry has seen him hold positions with some of America’s largest pension providers and mutual fund companies, as well as running his own investment management firm. As an authorized Certified Financial Planner™ since 2004, Henry has experience and insight in all facets of financial planning. At Wealth Enhancement Group, he specializes in global economics and investment management. He uses a mixture of both technical and fundamental analysis to guide investment decisions and keep up with changing global market dynamics. Henry joined Wealth Enhancement Group in 2021 through the Lighthouse Wealth Management acquisition.

Henry was born and raised in Pittsburgh, PA. He enlisted in the U.S. Air Force and served as a logistics specialist from 1987 to 1992. He is also a self-trained Austrian economist and member of the Ludwig von Mises Institute. Henry, his wife Tracy and their three boys currently reside in New Market, MD. From August 2000 to July 2001, Henry and Tracy spent their honeymoon circumnavigating the globe, visiting more than 20 countries in the process. They are both avid alpine skiers.

Question & Answer

What are your service offerings?

Investment Planning

Comprehensive Financial Planni...

Retirement Planning

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Aliases

Henry Lawrence Becker Jr | Henry Lawrence Becker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Past

July 1, 2021 - December 31, 2024

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

RIA

CRD#: 116407

NEW MARKET, MD

Past

September 19, 2011 - July 23, 2021

LIGHTHOUSE WEALTH MANAGEMENT

RIA

CRD#: 118060

NEW MARKET, MD

Past

July 28, 2009 - April 28, 2012

BECKER ADVISORY SERVICES

RIA

CRD#: 150043

NEW MARKET, MD

Past

April 1, 2005 - October 23, 2009

THE MUTUAL FUND STORE

RIA

CRD#: 134541

VIENNA, VA

Past

January 25, 2005 - March 28, 2005

MASON INVESTMENT ADVISORY SERVICES INC

RIA

CRD#: 111113

RESTON, VA

Past

January 19, 2005 - March 28, 2005

MASON SECURITIES, INC.

CRD#: 12967

RESTON, VA

Past

June 3, 2002 - March 4, 2003

GUGGENHEIM DISTRIBUTORS, LLC

CRD#: 40805

ROCKVILLE, MD

Past

November 6, 2001 - May 29, 2002

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

BALTIMORE, MD

Past

April 6, 2000 - October 19, 2000

MEDALLION INVESTMENT SERVICES, INC.

CRD#: 45314

SEVERNA PARK, MD

Past

April 16, 1998 - July 14, 1999

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

NEW YORK, NY

Past

October 19, 1994 - June 5, 1995

FFP SECURITIES, INC.

CRD#: 16337

CHESTERFIELD, MO

Past

August 10, 1993 - October 26, 1993

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

May 13, 1993 - August 16, 1993

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

September 29, 1992 - April 7, 1993

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

September 29, 1992 - April 7, 1993

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

WEALTH ENHANCEMENT | WEALTH ENHANCEMENT GROUP, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

CRD#: 116407 / SEC#: 801-60749

RIA

Registered Investment Advisory firm - (12/21/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/21/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/23/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/14/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

WEALTH ENHANCEMENT | WEALTH ENHANCEMENT GROUP, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

CRD#: 116407 / SEC#: 801-60749

RIA

Registered Investment Advisory firm - (12/21/2001 Approved)

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Contact information

Main Address

505 N Highway 169 Suite 900, Plymouth, MN 55441

Mailing Address

Phone number

(763) 417-1700

Established

Firm type

Fiscal year end

# of Employees

1,230

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEAS ADV PART 2A APPENDIX 1 (10/13/2025)

WEAS ADV PART 2A (10/13/2025)

Regulatory assets under management

Total Number of Accounts	186,400
AUM (Assets Under Management)	$ 94,632,028,506

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/20/2024	Cover Page	Report
03/05/2024	Cover Page	Report
09/26/2023	Cover Page	Report

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

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Henry L. Becker

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LIGHTHOUSE WEALTH MANAGEMENT

BECKER ADVISORY SERVICES

THE MUTUAL FUND STORE

MASON INVESTMENT ADVISORY SERVICES INC

MASON SECURITIES, INC.

GUGGENHEIM DISTRIBUTORS, LLC

T. ROWE PRICE INVESTMENT SERVICES, INC.

MEDALLION INVESTMENT SERVICES, INC.

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

FFP SECURITIES, INC.

LPL FINANCIAL LLC

PRINCIPAL SECURITIES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/21/1998

Series 7

Date: 12/23/2002

Series 6

Date: 4/14/1998

Current Firm

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

TRUST BUT VERIFY

Contact information

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