Jack D. Monteith

MONTEITH WEALTH

Bozeman, MT 59718

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CRD#: 2279282

Professional summary

Jack Donald Monteith, CFP® is a registered financial advisor currently at MONTEITH WEALTH located in Bozeman, Montana.

Jack is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Jack has worked at 10 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JACK IS OWNER/OPERATOR OF JACK MONTEITH, CPA A TAX PREPARATION AND CONSULTATION BUSINESS. JACK PREPARES TAXES AND OFFERS TAX ADVICE AND PLANNING TO HIS EXISTING TAX CLIENTS. JACK SPENDS APPROXIMATELY 1% OF HIS YEARLY TIME ON HIS CPA BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack Donald Monteith's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1998

Experience

Current

May 1, 2020 - Present

MONTEITH WEALTH

Office #1: 517 S 22nd Ave., Suite 4, Bozeman, MT 59718

RIA

CRD#: 308179

Bozeman, MT

Past

April 13, 2017 - May 4, 2020

ADVISORY SERVICES NETWORK

RIA

CRD#: 146051

ATLANTA, GA

Past

October 5, 2015 - January 5, 2017

DIRECTIONAL FINANCIAL SERVICES

RIA

CRD#: 171903

Portland, OR

Past

January 23, 2013 - January 5, 2017

EMPIRICAL WEALTH MANAGEMENT

RIA

CRD#: 152622

Portland, OR

Past

April 13, 2007 - April 16, 2009

DIRECTIONAL FINANCIAL SERVICES

RIA

CRD#: 143704

SEATTLE, WA

Past

July 12, 2006 - January 2, 2013

EMPIRICAL WEALTH MANAGEMENT, LLC

RIA

CRD#: 140103

PORTLAND, OR

Past

January 18, 2001 - July 7, 2006

CHINOOK CAPITAL MANAGEMENT LLC

RIA

CRD#: 109218

PORTLAND, OR

Past

December 18, 1998 - December 10, 2002

PINNACLE WEALTH ADVISORS

RIA

CRD#: 117517

PORTLAND, OR

Past

December 20, 1994 - December 31, 1998

PENTAD SECURITIES, INC.

CRD#: 15161

SUN CITY, AZ

Past

October 13, 1992 - December 9, 1994

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alaska
(2/4/2021)

IAR

Montana
(5/1/2020)

IAR

Oregon
(5/19/2020)

IAR

Washington
(5/18/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/30/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/8/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/18/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/8/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MONTEITH WEALTH

MONTEITH WEALTH | MONTEITH WEALTH, LLC. | MONTEITH WEALTH STRATEGIES

CRD#: 308179 / SEC#:

Alaska

Registered Investment Advisory firm - (2/2/2021 Approved)

Montana

Registered Investment Advisory firm - (4/30/2020 Approved)

Oregon

Registered Investment Advisory firm - (5/19/2020 Approved)

Washington

Registered Investment Advisory firm - (5/18/2020 Approved)

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Contact information

Main Address

517 S 22nd Ave., Suite 4, Bozeman, MT 59718

Mailing Address

Phone number

(406) 613-7575

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	240
AUM (Assets Under Management)	$ 73,735,964

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jack D. Monteith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack Donald Monteith's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVISORY SERVICES NETWORK

DIRECTIONAL FINANCIAL SERVICES

EMPIRICAL WEALTH MANAGEMENT

DIRECTIONAL FINANCIAL SERVICES

EMPIRICAL WEALTH MANAGEMENT, LLC

CHINOOK CAPITAL MANAGEMENT LLC

PINNACLE WEALTH ADVISORS

PENTAD SECURITIES, INC.

NEW ENGLAND SECURITIES

State Registrations and Notice Filings

Exams

Series 65

Date: 9/30/1998

Series 63

Date: 10/8/1992

Series 7

Date: 1/18/1995

Series 6

Date: 10/8/1992

Current Firm

MONTEITH WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MONTEITH WEALTH

TRUST BUT VERIFY

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