Willie M. Brown, Jr.
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Willie Mitchell Brown, Jr. JR, who also goes by Willie M (jr) Brown, Willie Mitchell Brown Jr, Willie Mitchell Brown, was a registered financial professional .
Willie is a previously registered financial professional and started their career in finance in 1992. Willie had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 2017 - June 13, 2024
T&R WEALTH MANAGEMENT
June 23, 2014 - November 4, 2015
MORGAN STANLEY
May 14, 2014 - November 4, 2015
MORGAN STANLEY
January 21, 2014 - March 31, 2014
CETERA INVESTMENT ADVISERS LLC
May 10, 2012 - January 21, 2014
CETERA INVESTMENT SERVICES LLC
May 3, 2012 - March 31, 2014
CETERA INVESTMENT SERVICES LLC
September 13, 2004 - December 10, 2007
CONSECO EQUITY SALES, INC.
February 8, 1995 - July 1, 2003
IDS LIFE INSURANCE COMPANY
February 8, 1995 - July 1, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
October 20, 1993 - January 16, 1995
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 12, 1992 - July 27, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
T&R WEALTH MANAGEMENT
CRD#: 288722 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 292,580 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
