Daniel J. Doan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Joseph Doan, who also goes by Dan Doan, was a registered financial advisor .
Daniel is a previously registered financial advisor and started their career in finance in 1993. Daniel had worked at 3 firms and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 5, 2012 - September 3, 2015
LAKE ADVISORY GROUP, INC.
December 6, 2007 - January 7, 2011
LAKE ADVISORY GROUP, INC.
April 10, 2006 - June 16, 2006
COMMUNITY BANKERS SECURITIES, LLC
February 8, 1993 - December 15, 2005
WALNUT STREET SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LAKE ADVISORY GROUP, INC.
CRD#: 145195 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
