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Donald E. Townswick

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CRD#: 2279169
DT

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Donald Eugene Townswick, who also goes by Donald Townswick, was a registered financial professional .

Donald is a previously registered financial professional and started their career in finance in 2009. Donald had worked at 2 firms and has passed the Series 3 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Donald Townswick

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

June 28, 2012 - April 1, 2015

GOLDEN CAPITAL MANAGEMENT, LLC

RIA
CRD#: 110667
CHARLOTTE, NC
Past

April 1, 2009 - December 31, 2011

QUANTITATIVE INVESTMENT INSIGHTS, LLC

RIA
CRD#: 149595
HARTFORD, CT

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 3
Date: 9/4/1992
National Commodity Futures Examination

Current Firm


GC
GOLDEN CAPITAL MANAGEMENT, LLC
GOLDEN CAPITAL MANAGEMENT, LLC

CRD#: 110667 / SEC#: 801-57973

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Contact information


Main Address
10715 David Taylor Dr Suite 400, Charlotte, NC 28262
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

GOLDEN CAPITAL MANAGEMENT, LLC ADV PART 2A MARCH 27, 2017 (7/24/2017)

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GOLDEN CAPITAL MANAGEMENT, LLC

CRD#: 110667

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