Jack Christopher Carini
Professional Summary
Jack Christopher Carini is a registered financial advisor currently at IAMS WEALTH MANAGEMENT, LLC located in Hammonton, New Jersey. Jack is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Jack has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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SOUND WEALTH LLC
Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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SOUND WEALTH LLC
Years of Experience
34 years in the financial services industry
Current & Past Employments
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SOUND WEALTH LLC
Current Firm
IAMS WEALTH MANAGEMENT, LLC
Contact Information
Main Address
18881 West Dodge Road Suite 180e, Omaha, NE 68022Phone Number
(888) 255-7670# of Employees
53SEC notice filing (39 States and Territories)
Registered to provide investment advisory services in 39 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
2,400AUM (Assets Under Management)
$397,226,191Similar Advisors
SOUND WEALTH LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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SOUND WEALTH LLC
Primary Firm SEC Registration
IAMS WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(6/16/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 1992About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Jack Christopher Carini's CRS (Customer Relationship Summary).
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SOUND WEALTH LLC
