Steven E. Flewelling

POTOMAC

Cle Elum, WA

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CRD#: 2278947

Professional summary

Steven Erwin Flewelling, who also goes by Steven E Flewelling, Steven Erwin Flewelling, Steven Flewelling, is a registered financial advisor currently at POTOMAC located in Cle Elum, Washington.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Steven has worked at 10 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steven E Flewelling | Steven Erwin Flewelling | Steven Flewelling

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Erwin Flewelling's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 1, 2026 - Present

POTOMAC

RIA

CRD#: 105413

Cle Elum, WA

Past

September 24, 2025 - March 6, 2026

CUMBERLAND ADVISORS

RIA

CRD#: 107964

Cle Elum, WA

Past

March 11, 2019 - April 4, 2025

ADVISORS ASSET MANAGEMENT, INC.

RIA

CRD#: 46727

Cle Elum, WA

Past

March 11, 2019 - April 4, 2025

ADVISORS ASSET MANAGEMENT, INC.

CRD#: 46727

MONUMENT, CO

Past

April 23, 2018 - March 8, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BELLEVUE, WA

Past

April 20, 2018 - March 8, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BELLEVUE, WA

Past

February 24, 2012 - August 4, 2017

NEUBERGER BERMAN BD LLC

RIA

CRD#: 2908

SAMMAMISH, WA

Past

February 24, 2012 - August 4, 2017

NEUBERGER BERMAN BD LLC

CRD#: 2908

NEW YORK, NY

Past

April 20, 2006 - February 23, 2012

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

RIA

CRD#: 138756

BOSTON, MA

Past

October 4, 2005 - April 20, 2006

AMUNDI ASSET MANAGEMENT US, INC.

RIA

CRD#: 107719

BOSTON, MA

Past

September 21, 2005 - February 23, 2012

AMUNDI DISTRIBUTOR US, INC.

CRD#: 24497

BOSTON, MA

Past

July 31, 1993 - July 14, 1994

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

Past

November 10, 1992 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

POTOMAC

INVESTWISE WEALTH MANAGEMENT | POTOMAC FUND MANAGEMENT INC | POTOMAC FUND MANAGEMENT | POTOMAC

CRD#: 105413 / SEC#: 801-31311

RIA

Registered Investment Advisory firm - (2/4/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(4/1/2026)

IAR

Washington
(4/1/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/30/2005

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/30/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/13/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/20/2005

General Securities Representative Examination

Current Firm

POTOMAC

INVESTWISE WEALTH MANAGEMENT | POTOMAC FUND MANAGEMENT INC | POTOMAC FUND MANAGEMENT | POTOMAC

CRD#: 105413 / SEC#: 801-31311

RIA

Registered Investment Advisory firm - (2/4/1988 Approved)

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Contact information

Main Address

7373 Wisconsin Ave. Suite #750, Bethesda, MD 20814

Mailing Address

Phone number

(301) 901-3466

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

POTOMAC FORM ADV PART 2A (7/30/2025)

Regulatory assets under management

Total Number of Accounts	2,573
AUM (Assets Under Management)	$ 2,406,097,311

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven E. Flewelling

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Erwin Flewelling's CRS (Customer Relationship Summary).

Certified licenses

Experience

POTOMAC

CUMBERLAND ADVISORS

ADVISORS ASSET MANAGEMENT, INC.

ADVISORS ASSET MANAGEMENT, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NEUBERGER BERMAN BD LLC

NEUBERGER BERMAN BD LLC

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

AMUNDI ASSET MANAGEMENT US, INC.

AMUNDI DISTRIBUTOR US, INC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

POTOMAC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/30/2005

Series 65

Date: 10/30/1992

Series 63

Date: 10/13/1992

SIE

Date: 10/1/2018

Series 7

Date: 9/20/2005

Current Firm

POTOMAC

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

POTOMAC

TRUST BUT VERIFY

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