Henry Fereydouni
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry Fereydouni, who also goes by Hamid Fereydouni, was a registered financial advisor .
Henry is a previously registered financial advisor and started their career in finance in 1994. Henry had worked at 4 firms and has passed the Series 63, Series 31, Series 7 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2005 - December 31, 2005
TRF INVESTMENTS INC
September 29, 2001 - January 27, 2006
LASALLE ST SECURITIES, L.L.C.
August 31, 1999 - October 1, 2001
EISNER SECURITIES, INC.
July 19, 1994 - October 14, 1999
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 9/4/1992
Non-Member General Securities ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
