JT
Jessie D. Thompson
4 SEASONS ADVISORS
BLUEFIELD, WV 24701
Some features on this profile are disabled
CRD#: 2278926
JT
Professional summary
Jessie Dennis Dwayne Thompson, who also goes by Jessie Dennis Thompson, is a registered financial advisor currently at 4 SEASONS ADVISORS located in Bluefield, West Virginia.
Jessie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Jessie has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jessie Dennis Thompson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MOUNTAIN STATE AGENCY ALLIANCE~4301 MACCORKLE AVE, CHARLESTON, WV 25364~INS~N~ALLIANCE~5/2001~5 HRS/MO~0 TRADING HRS/MO|THE INS STORE, INC~1122 MERCER STREET, PRINCETON, WV 24740~INS~N~OWNER~03/1998~160 HRS/MO~0 TRADING HRS/MO|R & D RENTAL~1122 MERCER STREET, PRINCETON, WV 24740~RENTAL UNITS~N~OWNER~02/2003~20 HRS/MO~0 TRADING HRS/MO|ALLIANZ LIFE INSURACE CO OF NORTH AMERICA|AMERICAN ECONOMY INS CO|AMERICAN EQUITY INVEST LIFE INS CO|AMERICAN FIRE & CASUALTY|AMERICAN STATES INS CO|AMERICAN STATES PREFERRED INS CO|AMERICAN ZURICH INS CO|ASSUR CO OF AM|CHARTER OAK FIRE INS CO|DAIRYLAND INS CO|ENCOMPASS HOME & AUTO INS CO|ENCOMPASS INDEMNITY CO|ENCOMPASS INS CO OF AMERICA|EXCELSIOR INS CO|FARMERS & MECHANICS FIRE & CASUALTY INS CO|FARMERS & MECHANICS MUTUAL INS CO|FIRST NAT'L INS CO OF AMERICA|GENERAL INS CO OF AMERICA|GOLDEN RULE INS CO|INS CO OF ILLINOIS|MARYLAND CAS CO|METROPOLITAN CASUALTY INS CO|METROPOLITAN GEN INS CO|METROPOLITAN PROP & CAUS INS CO|MONTGOMERY MUTUAL INS CO|NETHERLANDS INS CO|OHIO CASUALTY INS CO|OHIO SECURITY INS CO|PEAK PROPERTY & CASUALTY INS CORP|PHOENIX INS CO|PRINCIPAL LIFE INS CO|PROGRESSIVE CASUALTY INS CO|PROGRESSIVE CLASSIC INS CO|PROGRESSIVE GULF INS CO|PROGRESSIVE NORTHERN INS CO|PROGRESSIVE NORTHWESTERN INS CO|SAFECO INS CO OF AM|SAFECO INS CO OF ILLINOIS|SAFECO INS CO OF INDIANA|SAFECO NAT'L INS CO|SAINT PAUL FIRE &MARINE INS CO|TRAVELERS CAS &SUR CO|TRAVELERS INDEM CO|TRAVELERS INDEM CO OF AM|TRAVELERS INDEM CO OF CONN|TRAVELERS PROP CAS CO OF AMER|UNITED FIN'L CASUALTY CO|WEST AMERICAN INS CO|WEST VIRGINIA NAT'L AUTO INS CO
CRS (Client Relationship Summary) - RIA
Click below to view Jessie Dennis Dwayne Thompson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 20, 2012 - Present
4 SEASONS ADVISORS
Office #1: 236 Laurel St, Bluefield, WV 24701RIA
CRD#: 163219
BLUEFIELD, WV
Past
June 28, 2011 - December 1, 2011
KALOS MANAGEMENT
RIA
CRD#: 133025
PRINCETON, WV
Past
June 9, 2011 - December 1, 2011
KALOS CAPITAL, INC.
BD
CRD#: 44337
PRINCETON, WV
Past
November 14, 2000 - March 23, 2011
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
PRINCETON, WV
Past
January 4, 1993 - March 23, 2011
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
PRINCETON, WV
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
West Virginia(7/20/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
4S
4 SEASONS ADVISORS
4 SEASONS ADVISORS | THE INSURANCE STORE | 4 SEASONS ADVISORS, LLC
CRD#: 163219 / SEC#:
West Virginia
Registered Investment Advisory firm - (7/20/2012 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1122 Mercer Street, Princeton, WV 24740
Mailing Address
Phone number
(304) 431-3633
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 10 |
| AUM (Assets Under Management) | $ 700,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
4 SEASONS ADVISORS
CRD#: 163219Bluefield, WV 24701TRUST BUT VERIFY
Monitor Jessie Thompson
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
