Daniel D. Savage
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Dennis Savage was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1992. Daniel had worked at 3 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2004 - August 10, 2006
JEFFERIES BACHE SECURITIES, LLC
December 5, 1995 - January 1, 2004
PRUDENTIAL EQUITY GROUP, LLC
October 2, 1992 - July 13, 1994
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JEFFERIES BACHE SECURITIES, LLC
CRD#: 127733 / SEC#: , 8-66040
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JEFFERIES BACHE HOLDINGS, LLC | SOLE MEMBER | |
| ALBANO, ROBERT JOSEPH | CHIEF COMPLIANCE OFFICER | 875912 |
| BLANC, PATRICE ETIENNE | CHIEF EXECUTIVE OFFICER | 1972464 |
| BYRNE, RYAN K | MANAGER AND VICE PRESIDENT | 2540646 |
| NOCE, JOSEPH JOHN | PRESIDENT, BRANCH MANAGER AND FIRST VICE PRESIDENT | 1578734 |
| TRAPASSO, ANTHONY | MANAGER, CHIEF FINANCIAL OFFICER, FINANCIAL AND OPERATIONS PRINCIPAL | 1545537 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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