Brian S. Bacon
Professional summary
Brian Scott Bacon, who also goes by Brian Bacon, is a registered financial professional currently at ALLIANZ LIFE FINANCIAL SERVICES, LLC located in Minneapolis, Minnesota.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1997. Brian has worked at 14 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Scott Bacon's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 16, 2025 - Present
ALLIANZ LIFE FINANCIAL SERVICES, LLC
Office #1: 5701 Golden Hills Drive, Minneapolis, MN 55416July 16, 2019 - May 12, 2025
COREBRIDGE CAPITAL SERVICES, INC.
June 20, 2016 - March 29, 2019
EMPOWER FINANCIAL SERVICES, INC.
March 12, 2015 - June 20, 2016
STIRA CAPITAL MARKETS GROUP, LLC
December 2, 2009 - February 10, 2015
METLIFE INVESTORS DISTRIBUTION COMPANY
May 2, 2006 - October 29, 2009
CAPITAL BROKERAGE CORPORATION
April 13, 2005 - April 5, 2006
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
April 27, 2004 - April 18, 2005
AUGUSTAR DISTRIBUTORS, INC.
January 5, 2004 - April 8, 2004
NBC SECURITIES, INC.
June 25, 2002 - September 15, 2003
LINCOLN FINANCIAL DISTRIBUTORS, INC.
March 12, 2001 - May 31, 2002
GUARDIAN INVESTOR SERVICES LLC
November 23, 1998 - October 12, 2000
FORESIDE DISTRIBUTION SERVICES, L.P.
December 2, 1997 - May 20, 1998
W&S BROKERAGE SERVICES, INC.
June 25, 1997 - December 3, 1997
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/16/2025)
Exams
FINRA
Current Firm
ALLIANZ LIFE FINANCIAL SERVICES, LLC
CRD#: 612 / SEC#: , 8-13630
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA | OWNER | |
| DIAN, MATTHEW CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2246088 |
| GAUMOND, WILLIAM EDWARD | DIRECTOR | 5294073 |
| HELMEN, JOHN CURTIS | ASSISTANT VICE PRESIDENT, DISTRIBUTION NATIONAL ACCOUNTS | 4988276 |
| LORD-KRAHN, KRISTINE MARIE | CHIEF LEGAL OFFICER | 4241291 |
| THOMES, ERIC JON | CHIEF EXECUTIVE OFFICER | 4645308 |
| WALTHER, COREY JAY | PRESIDENT | 2398952 |
| WYSOCKI, REBECCA | PRINCIPAL FINANCIAL OFFICER | 6558204 |
| WYSOCKI, REBECCA | CHIEF FINANCIAL OFFICER | 6558204 |
| WYSOCKI, REBECCA | PRINCIPAL OPERATIONS OFFICER | 6558204 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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