Ma J. Malik
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ma Jabbar Malik, who also goes by Majabbarma Malik, Mohammad Abdul Jabbar Malik, was a registered financial professional .
Ma is a previously registered financial professional and started their career in finance in 1997. Ma had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2000 - October 19, 2000
STOCK USA, INC.
July 5, 2000 - July 14, 2000
ON-SITE TRADING, INC.
February 11, 1998 - June 22, 2000
TERRA NOVA FINANCIAL, LLC
May 29, 1997 - September 20, 1997
ALL-TECH DIRECT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STOCK USA, INC.
CRD#: 40687 / SEC#: , 8-49138
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MANN, RALPH OLIVER | PRESIDENT AND CEO | 1714858 |
| ALLISON, JOHN DAVID | DIRECTOR | |
| HARRELL, DANIEL PARKER | SHAREHOLDER | |
| VINSON, DENNIS RUDOLPH | SHAREHOLDER AND DIRECTOR | |
| BALLANTYNE, DON LINDSAY | SHAREHOLDER | |
| LEMPERLE, JOHN JAMES | DIRECTOR AND SHAREHOLDER | |
| MALSBARY, RICHARD A | DIRECTOR AND SHAREHOLDER | |
| MURREL, THOMAS W | SHAREHOLDER AND DIRECTOR | |
| WALTON, LAWRENCE LEE | DIRECTOR AND SHAREHOLDER |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
