Thomas E. Cartee
Professional summary
Thomas Edward Cartee JR, who also goes by Tom Cartee, is a registered financial advisor currently at SHEETS SMITH WEALTH MANAGEMENT located in Winston-salem, North Carolina.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Thomas has worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Edward Cartee JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 28, 2005 - Present
SHEETS SMITH WEALTH MANAGEMENT
Office #1: 120 Club Oaks Court Suite 200, Winston-salem, NC 27104March 10, 1995 - October 6, 1997
OGILVIE SECURITY ADVISORS CORPORATION
February 10, 1994 - February 2, 1995
NORTH AMERICAN MANAGEMENT, INC.
Primary Firm SEC Registration
SHEETS SMITH WEALTH MANAGEMENT
CRD#: 105710 / SEC#: 801-31437
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/28/2005)
(4/13/2022)
Exams
Current Firm
SHEETS SMITH WEALTH MANAGEMENT
CRD#: 105710 / SEC#: 801-31437
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,039 |
| AUM (Assets Under Management) | $ 1,244,346,361 |
Red Flags
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