Christopher R. Allison
M. E. ALLISON & CO.
San Antonio, TX 78209
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CRD#: 2278380
Professional summary
Christopher Rumsey Allison, CFP® is a registered financial advisor currently at M. E. ALLISON & CO., INC. located in San Antonio, Texas.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Christopher has worked at 1 firm and has passed the Series 66, Series 63, Series 99TO, Series 52TO, Series 57TO, SIE, Series 79, Series 50, Series 55, Series 7, Series 14, Series 54, Series 53, Series 4, Series 24 and Series 27 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Property Management and Accounting services for family owned real estate. Spend approximately 40 hours per month on this activity. No customer involvement nor investment related business. South Padre Playa del Rey Properties I LTD, investment in property in South Padre Island, position is managing partner. 20 hours per month that may be market hours, compensation possible if sale. Responsibilities include responding to any questions and maintaining property.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Rumsey Allison's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Christopher Rumsey Allison's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2002
Experience
Current
January 29, 1993 - Present
M. E. ALLISON & CO., INC.
Office #1: 950 E. Basse Road 2nd Fl., San Antonio, TX, 78209Office #2: 950 E. Basse Rd., Second Floor, San Antonio, TX 78209-1831RIA
BD
CRD#: 1047
San Antonio, TX
Current
October 13, 1992 - Present
M. E. ALLISON & CO., INC.
Office #1: 950 East Basse Road Second Floor, San Antonio, TX 78209-1831Office #2: 950 E. Basse Rd., Second Floor, San Antonio, TX 78209-1831RIA
BD
CRD#: 1047
San Antonio, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
M. E. ALLISON & CO., INC.
M. E. ALLISON & CO., INC.
CRD#: 1047 / SEC#: 801-129805, 8-1402
RIA
Registered Investment Advisory firm - SEC (3/29/2024 Approved)Texas
Registered Investment Advisory firm - SEC (7/8/2024 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/2/2019)
RR
California(10/29/2016)
RR
Colorado(1/2/2019)
RR
Florida(2/7/2013)
RR
Georgia(2/7/2022)
RR
Illinois(10/29/2016)
RR
New Mexico(11/1/2023)
RR
New York(6/8/2010)
RR
Ohio(10/5/2015)
RR
Texas(1/29/1993)
IAR
Texas(1/29/1993)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 11/16/2005
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
M. E. ALLISON & CO., INC.
M. E. ALLISON & CO., INC.
CRD#: 1047 / SEC#: 801-129805, 8-1402
RIA
Registered Investment Advisory firm - SEC (3/29/2024 Approved)Texas
Registered Investment Advisory firm - SEC (7/8/2024 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
950 East Basse Road Second Floor, San Antonio, TX 78209
Mailing Address
950 East Basse Road Second Floor, San Antonio, TX 78209-1831
Phone number
(210) 930-4000
Established
Texas since 03/09/1946
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
13
SEC notice filing (2 States and Territories)
FINRA licenses (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 405 |
| AUM (Assets Under Management) | $ 287,435,346 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
