Alison B. Delgado
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alison Bush Delgado, who also goes by Alison Marie Bush, Alison Bush-delgado, Alison Bush Delgado, was a registered financial professional .
Alison is a previously registered financial professional and started their career in finance in 1998. Alison had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 2019 - December 31, 2022
HORANG SECURITIES, LLC
May 11, 2012 - July 25, 2017
NEUBERGER BERMAN BD LLC
November 14, 2007 - July 25, 2017
NEUBERGER BERMAN BD LLC
August 9, 2002 - June 27, 2006
NYLIFE DISTRIBUTORS LLC
April 6, 1999 - August 20, 2002
NYLIFE SECURITIES LLC
May 4, 1998 - November 9, 1998
UAM FUND DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HORANG SECURITIES, LLC
CRD#: 6004 / SEC#: , 8-16608
Contact information
FINRA licenses (6 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
