Susan M. Stiles

STILES FINANCIAL SERVICES

EDINA, MN 55435

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CRD#: 2278334

Professional summary

Susan Marta Stiles, AIF®, CFP®, ChFC®, who also goes by Susan M Stiles, is a registered financial advisor currently at STILES FINANCIAL SERVICES, INC. located in Edina, Minnesota.

Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Susan has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

What are your service offerings?

Estate Planning

Elder Care

Employee and Employer Plan Ben...

Divorce Planning

Comprehensive Financial Planni...

Retirement Planning

Investment Planning

Are you a "fiduciary"?

Yes

Aliases

Susan M Stiles

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. STILES PARTNERSHIP, FAMILY-OWNED REAL ESTATE PARTNERSHIP, 7305 CLAREDON DRVIE, EDINA, MN 55439. BEGAN 1/1/93 AS PARTNER. NOT INVESTMENT RELATED. DEVOTES 15 HRS/YR, NONE DURING TRADING. 2. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 3. MINNESOTA SPAY AND NEUTER ASSISTANCE PROGRAM, 10000 HIGHWAY 55 FOURTH FLOOR, PLYMOUTH, MN 55441. BEGAN 3/1/2014 AS Board Member. NOT INVESTMENT RELATED. DEVOTES 4 HOURS/MONTH, NONE DURING TRADING. NON-PROFIT ORGANIZATION. 5. EDINA ROTARY CLUB, EDINA, MN, THE ROTARY FOUNDATION DIRECTOR. NIR-3/WK-0/TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan Marta Stiles's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 1997

ChFC^®

Chartered Financial Consultant

Experience

Current

February 7, 2014 - Present

STILES FINANCIAL SERVICES, INC.

Office #1: 6550 York Ave S Suite 412, Edina, MN 55435

RIA

CRD#: 117023

EDINA, MN

Past

May 1, 2020 - December 31, 2021

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

Edina, MN

Past

March 2, 2010 - May 11, 2020

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

EDINA, MN

Past

March 1, 2010 - May 11, 2020

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

EDINA, MN

Past

November 11, 2002 - March 1, 2010

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

EDINA, MN

Past

March 25, 1999 - November 20, 2002

TRUSTED SECURITIES ADVISORS CORP.

CRD#: 24049

NEW YORK, NY

Past

September 7, 1993 - March 31, 1999

SYMMETRIC INVESTMENTS, INC.

CRD#: 31195

MINNETONKA, MN

Past

September 17, 1992 - May 17, 1993

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

September 17, 1992 - May 17, 1993

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STILES FINANCIAL SERVICES, INC.

STILES FINANCIAL SERVICES INCORPORATED | STILES FINANCIAL SERVICES, INC.

CRD#: 117023 / SEC#: 801-110176

RIA

Registered Investment Advisory firm - (3/22/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(2/7/2014)

IAR

Texas
(1/5/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/20/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/15/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/18/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/15/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

STILES FINANCIAL SERVICES, INC.

STILES FINANCIAL SERVICES INCORPORATED | STILES FINANCIAL SERVICES, INC.

CRD#: 117023 / SEC#: 801-110176

RIA

Registered Investment Advisory firm - (3/22/2017 Approved)

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Contact information

Main Address

7505 Metro Blvd Suite 510, Edina, MN 55439

Mailing Address

Phone number

(952) 988-0452

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STILES FINANCIAL SERVICES ADV 2A PORTFOLIO INV MGMT (11/26/2025)

STILES FINANCIAL SERVICES ADV 2A CORP RETIREMENT PLANS (11/26/2025)

STILES FINANCIAL SERVICES ADV 2A FINANCIAL PLANNING (11/26/2025)

Regulatory assets under management

Total Number of Accounts	729
AUM (Assets Under Management)	$ 439,250,499

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Susan M. Stiles

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan Marta Stiles's CRS (Customer Relationship Summary).

Certified licenses

Experience

LASALLE ST SECURITIES, L.L.C.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

COMMONWEALTH FINANCIAL NETWORK

TRUSTED SECURITIES ADVISORS CORP.

SYMMETRIC INVESTMENTS, INC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

STILES FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/20/2002

Series 63

Date: 9/15/1992

SIE

Date: 10/1/2018

Series 7

Date: 4/18/1994

Series 6

Date: 9/15/1992

Current Firm

STILES FINANCIAL SERVICES, INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STILES FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

Contact information

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