Johnny D. Walker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Johnny Dunn Walker, who also goes by Jay Walker, Johnny D Walker, was a registered financial professional .
Johnny is a previously registered financial professional and started their career in finance in 1992. Johnny had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2007 - December 13, 2017
CRI SECURITIES, LLC
June 7, 2005 - December 13, 2017
CRI SECURITIES, LLC
April 12, 2005 - December 31, 2007
MARATHON ADVISORS, INC
March 26, 2004 - December 13, 2017
SECURIAN FINANCIAL SERVICES, INC.
March 8, 2004 - December 13, 2017
SECURIAN FINANCIAL SERVICES, INC.
August 2, 2002 - July 21, 2003
EQUITABLE ADVISORS, LLC
September 23, 1992 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
September 23, 1992 - July 21, 2003
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CRI SECURITIES, LLC
CRD#: 22589 / SEC#: 801-62434, 8-39877
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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