Michael J. Floyd

SUN VALLEY ADVISORY

SCOTTSDALE, AZ 85255

Some features on this profile are disabled

CRD#: 2278133

Professional summary

Michael Jonathan Floyd, who also goes by Jon Floyd, is a registered financial advisor currently at SUN VALLEY ADVISORY located in Scottsdale, Arizona.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Michael has worked at 6 firms and has passed the Series 65, Series 63, Series 34, Series 7, Series 30 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jon Floyd

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) PWA Partners, LLC; investment Related; Scottsdale, AZ 85255; Insurance Business; Managing Partner; November 2023; Approx. 136 hours/month; Approx. 136 hours/month during security trading hours; offering Fixed Index Annuities, Life Insurance, and other annuities. 2) Prospect Estate Planning; not-investment related; Scottsdale, AZ; Estate Planning; Managing Partner; 2025; 80 hours/month; 80/hours during trading hours; Running business and meeting with clients; 3) Five Pathways Financial; investment-related, insurance-only; Scottsdale, AZ; Insurance Business; Retirement Counselor; October 2025; 80; 80; I work with clients to create individually personalized strategies to navigate the complexities of retirement utilizing a variety of insurance related products and services. I provide broad based educational services to assist with enhancing client knowledge and empower them to make decisions regarding their future.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Jonathan Floyd's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 27, 2025 - Present

SUN VALLEY ADVISORY

Office #1: 17851 N 85th St Suite 270, Scottsdale, AZ 85255

RIA

CRD#: 330092

SCOTTSDALE, AZ

Past

May 19, 2023 - March 31, 2025

CREATIVEONE WEALTH, LLC

RIA

CRD#: 281213

Scottsdale, AZ

Past

September 21, 2022 - May 11, 2023

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Scottsdale, AZ

Past

November 12, 2020 - June 30, 2022

INTELLIGENT 401K, LLC

RIA

CRD#: 310345

SCOTTSDALE, AZ

Past

April 4, 2018 - April 4, 2022

BAYNTREE WEALTH ADVISORS, LLC

RIA

CRD#: 226708

SCOTTSDALE, AZ

Past

February 16, 1993 - March 31, 1993

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(6/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/3/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/2/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 34

Date: 10/19/2010

Retail Off-Exchange FOREX Examination

General Industry/Product Exam

Series 7

Date: 2/11/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 30

Date: 12/18/2009

NFA Branch Manager Examination

Principal/Supervisory Exam

Series 24

Date: 8/31/1998

General Securities Principal Examination

Current Firm

SUN VALLEY ADVISORY

SUN VALLEY ADVISORY | SUN VALLEY ADVISORY, LLC

CRD#: 330092 / SEC#:

Arizona

Registered Investment Advisory firm - (3/25/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

17851 N 85th St Suite 270, Scottsdale, AZ 85255

Mailing Address

Phone number

(480) 579-3954

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	334
AUM (Assets Under Management)	$ 58,112,701

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Joseph Di Vito

RBC CAPITAL MARKETS, LLC

IAR

Scottsdale, AZ

Luke Kacer

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Tucson, AZ

Timothy Hughes

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Scottsdale, AZ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael J. Floyd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Jonathan Floyd's CRS (Customer Relationship Summary).

Certified licenses

Experience

CREATIVEONE WEALTH, LLC

AE WEALTH MANAGEMENT, LLC

INTELLIGENT 401K, LLC

BAYNTREE WEALTH ADVISORS, LLC

CIBC WORLD MARKETS CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/3/2018

Series 63

Date: 3/2/1993

Series 34

Date: 10/19/2010

Series 7

Date: 2/11/1993

Series 30

Date: 12/18/2009

Series 24

Date: 8/31/1998

Current Firm

SUN VALLEY ADVISORY

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SUN VALLEY ADVISORY

TRUST BUT VERIFY

Similar Advisors