JS
Jeffrey D. Scott
CENTAURUS FINANCIAL
Brigham City, UT
Some features on this profile are disabled
CRD#: 2277984
JS
Professional summary
Jeffrey Dee Scott, who also goes by Jeff Scott, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Brigham City, Utah.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Jeffrey has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeff Scott
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ESTATE PLANNING TEAM, NON-INVESTMENT RELATED, 45110 CLUB DRIVE, SUITE B, INDIAN WELLS, CA 92210, MEMBERSHIP ORGANIZATION WITH A TURN KEY MARKETING PLAN AND THE SUPPORT OF TAX AND LEGAL PROFESSIONALS TO HELP ADVISORS TAP INTO WEALTH TRANSFERS BY PROVIDING CLIENTS WITH CAPITAL GAINS, TAX AND ESTATE PLANNING (PROBATE AVOIDANCE) SOLUTIONS, MEMBER, SINCE 7/14/2016, DEVOTED TIME IS 8 HRS A MONTH, WORK WITH EPT WHEN CLIENTS HAVE THE NEED TO DEFER TAXES ON ASSET SALES. 2. BRIGHAM CITY ROTARY CLUB, NON-INVESTMENT RELATED, 120 EAST 1000 SOUTH, BRIGHAM CITY, UT 84302, ROTARY CLUB AND SERVICE ORGANIZATION, BOARD MEMBER, SINCE 2012, DEVOTED TIME IS 5-6 HRS A MONTH, PART OF BOARD, HELP MAKE DECISIONS AS TO WHAT SERVICE PROJECTS WE WILL DO, WHERE CLUB FUNDS WILL GO FOR PROJECTS AND WORK WITH NEW MEMBERS. 3. SCOTT & ASSOCIATES, INC., NON-INVESTMENT RELATED, 891 W. 925 SOUTH, BRIGHAM CITY, UT 84302, FIXED INSURANCE AND/OR FIXED ANNUITIES, PRESIDENT, SINCE 9/1992, DEVOTED TIME IS 10-15 HRS A MONTH, WORK WITH INDIVIDUALS AND BUSINESSES ON LIFE AND HEALTH INSURANCE NEEDS AS WELL AS ANNUITIES. 4. UTAH STATE UNIVERSITY BRIGHAM CITY CAMPUS, NON-INVESTMENT RELATED, 265 WEST 1100 SOUTH, BRIGHAM CITY, UT 84302, UNIVERSITY ADVISORY BOARD, WORK WITH DEAN ON ANY ITEMS TO HELP LOCAL CAMPUS FROM INFRASTRUCTURE TO COURSES, ADVISORY BOARD CHAIR, SINCE 2009, DEVOTED TIME IS 3 HRS A MONTH, CHAIRMAN, DIRECT MONTHLY ADVISORY BOARD MEETING. 5. BRIGHAM CITY AREA CHAMBER OF COMMERCE, NON-INVESTMENT RELATED, 6 NORTH MAIN, BRIGHAM CITY, UT 84302, CHAMBER OF COMMERCE, VOLUNTEER, SINCE 2009, DEVOTED TIME IS 3-6 HRS A MONTH, HELP WITH CHAMBER FINANCIALS, RECONCILE BANK STATEMENTS. I HAVE NO SIGNATORY AUTHORITY ON ANY ACCOUNTS. I AM NOT A VOTING MEMBER OF THE BOARD. 6. MILL CANYON FINANCIAL, INC. POSITION: President NATURE: S-Corp, Jeff Scott is 100% owner, sale fixed insurance, health insurance, life insurance, long term care, disability INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: null START DATE: 01/01/2021 ADDRESS: Brigham City UT 84302, United States DESCRIPTION: Insurance Agent
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Dee Scott's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Dee Scott's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2014 - Present
CENTAURUS FINANCIAL, INC.
RIA
BD
CRD#: 30833
Brigham City, UT
Current
January 2, 2014 - Present
CENTAURUS FINANCIAL, INC.
RIA
BD
CRD#: 30833
Brigham City, UT
Past
February 28, 2012 - December 31, 2013
CETERA ADVISORS LLC
RIA
CRD#: 10299
BRIGHAM CITY, UT
Past
February 28, 2012 - December 31, 2013
CETERA ADVISORS LLC
BD
CRD#: 10299
BRIGHAM CITY, UT
Past
January 21, 2005 - February 28, 2012
PACIFIC WEST FINANCIAL CONSULTANTS INC
RIA
CRD#: 108728
RENTON, WA
Past
March 24, 2004 - February 28, 2012
PACIFIC WEST SECURITIES, INC.
BD
CRD#: 6390
BRIGHAM CITY, UT
Past
December 17, 1998 - March 24, 2004
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
SCOTTSDALE, AZ
Past
June 6, 1994 - December 23, 1998
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Past
September 21, 1992 - June 6, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/9/2024)
IAR
California(1/3/2025)
RR
Idaho(1/2/2014)
IAR
Idaho(1/7/2014)
RR
Utah(1/2/2014)
IAR
Utah(1/3/2014)
IAR
Wyoming(1/6/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
