Asa Wesley Graves VI
Professional Summary
Asa Wesley Graves VI, who also goes by A Wesley Graves VI, Asa Wesley Graves, Wes Graves, is a registered financial advisor currently at GRAVES LIGHT LENHART located in Harrisonburg, Virginia. Asa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1968. Asa has worked at 4 firms and has passed the Series 65, Series 63, SIE, PC, Series 1, Series 4 and Series 40 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Asa Wesley Graves VI, A Wesley Graves Vi, Asa Wesley Graves, Wes Graves
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
58 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
GRAVES LIGHT LENHART | TEAL ADVISORS, LLC | GRAVES-LIGHT PRIVATE WEALTH MANAGEMENT, INC. | GRAVES LIGHT LENHART WEALTH, INC.
Contact Information
Main Address
100 South Mason Street Suite C, Harrisonburg, VA 22801Phone Number
(540) 433-3076# of Employees
11SEC notice filing (8 States and Territories)
Registered to provide investment advisory services in 8 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,294AUM (Assets Under Management)
$1,234,032,819Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
GRAVES LIGHT LENHART | TEAL ADVISORS, LLC | GRAVES-LIGHT PRIVATE WEALTH MANAGEMENT, INC. | GRAVES LIGHT LENHART WEALTH, INC.
State Registrations and Notice Filings
(1/15/2025)
(8/31/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
PC — AMEX Put and Call Exam
Passed Sep 1977Series 1 — Registered Representative Examination
Passed Mar 1968Series 40 — Registered Principal Examination
Passed Dec 1976Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Asa Wesley Graves VI's CRS (Customer Relationship Summary).
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