Asa W. Graves
Professional summary
Asa Wesley Graves VI, who also goes by A Wesley Graves VI, Asa Wesley Graves, Wes Graves, is a registered financial advisor currently at GRAVES LIGHT LENHART located in Harrisonburg, Virginia.
Asa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1968. Asa has worked at 4 firms and has passed the Series 65, Series 63, SIE, PC, Series 1, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Asa Wesley Graves VI's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 31, 2018 - Present
GRAVES LIGHT LENHART
Office #1: 100 South Mason Street,suite C, Harrisonburg, VA 22801October 1, 1999 - September 5, 2018
WELLS FARGO CLEARING SERVICES, LLC
January 17, 1991 - September 5, 2018
WELLS FARGO CLEARING SERVICES, LLC
December 23, 1971 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
March 21, 1968 - March 2, 1972
BRANCH CABELL AND CO
Primary Firm SEC Registration
GRAVES LIGHT LENHART
CRD#: 298283 / SEC#: 801-113908
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/15/2025)
(8/31/2018)
Exams
PC
Date: 9/1/1977
AMEX Put and Call ExamSeries 1
Date: 3/20/1968
Registered Representative ExaminationSeries 40
Date: 12/28/1976
Registered Principal ExaminationCurrent Firm
GRAVES LIGHT LENHART
CRD#: 298283 / SEC#: 801-113908
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,217 |
| AUM (Assets Under Management) | $ 1,081,499,052 |
Red Flags
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Company Information
GRAVES LIGHT LENHART
CRD#: 298283Harrisonburg, VA 22801TRUST BUT VERIFY
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