Mark F. Zaborsky
Professional summary
Mark F Zaborsky was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Mark is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Mark had worked at 9 firms, which includes ROYAL PALM INVESTMENTS LTD., STONEX SECURITIES INC., THE WELLINGTON GROUP INC., COLIN WINTHROP & CO. INC., MEYERS POLLOCK ROBBINS INC., D. BLECH & COMPANY INCORPORATED, BARRETT DAY SECURITIES INC., COMMONWEALTH ASSOCIATES, LEHMAN BROTHERS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 1996 - May 16, 1996
ROYAL PALM INVESTMENTS, LTD.
May 4, 1995 - October 16, 1995
STONEX SECURITIES INC.
October 26, 1994 - April 26, 1995
THE WELLINGTON GROUP, INC.
September 8, 1994 - October 25, 1994
COLIN WINTHROP & CO., INC.
June 16, 1994 - August 2, 1994
MEYERS POLLOCK ROBBINS, INC.
February 1, 1994 - April 11, 1994
D. BLECH & COMPANY, INCORPORATED
January 3, 1994 - March 5, 1994
BARRETT DAY SECURITIES, INC.
February 9, 1993 - January 7, 1994
COMMONWEALTH ASSOCIATES
October 11, 1992 - January 15, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
ROYAL PALM INVESTMENTS, LTD.
CRD#: 28761 / SEC#: , 8-43951
Contact information
Documents
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