Lisa A. Etheridge
Professional summary
Lisa Ann Etheridge, who also goes by Lisa A Etheridge, is a registered financial professional currently at VOYA FINANCIAL PARTNERS, LLC located in Scottsdale, Arizona.
Lisa is registered as a RR (Registered Representative) and started their career in finance in 1998. Lisa has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lisa Ann Etheridge's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 16, 2025 - Present
VOYA FINANCIAL PARTNERS, LLC
Office #1: 7337 E. Doubletree Ranch Rd., Scottsdale, AZ 85258May 16, 2005 - January 16, 2025
ONEAMERICA SECURITIES, INC.
September 24, 2004 - October 4, 2004
METROPOLITAN LIFE INSURANCE COMPANY
September 24, 2004 - October 4, 2004
MSI FINANCIAL SERVICES, INC.
October 20, 1998 - May 19, 2003
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/16/2025)
Exams
FINRA
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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