Daniel S. Jewell

JEWELL WEALTH MANAGEMENT

Tucson, AZ

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CRD#: 2277642

Professional summary

Daniel Sheldon Jewell is a registered financial advisor currently at JEWELL WEALTH MANAGEMENT INC. located in Tucson, Arizona.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Daniel has worked at 8 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BUSINESS NAME: Jewell Financial & Insurance Solutions Inc. INVESTMENT RELATED: YES ADDRESS: 19800 MacArthur Blvd Suite 300 IRVINE, CA 92612 NATURE OF BUSINESS: INSURANCE SALES POSITION: PROPRIETOR/OWNER START DATE: 06/1994 HOURS: 10 HOURS DURING SECURITIES EXCHANGE: 10 HOURS DURING SECURITIES TRADING HOURS: 40 DUTIES: INSURANCE PRODUCT SALES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Sheldon Jewell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 24, 2019 - Present

JEWELL WEALTH MANAGEMENT INC.

RIA

CRD#: 304259

Tucson, AZ

Past

February 29, 2016 - June 25, 2019

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

IRVINE, CA

Past

April 10, 2014 - March 15, 2016

JEWELL FINANCIAL MANAGEMENT

RIA

CRD#: 170877

SAN JUAN CAPISTRANO, CA

Past

January 11, 2002 - June 18, 2003

USALLIANZ SECURITIES, INC.

CRD#: 40875

MINNEAPOLIS, MN

Past

June 2, 1995 - December 19, 2001

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

Past

June 28, 1994 - May 18, 1995

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

July 31, 1993 - July 1, 1994

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

October 9, 1992 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(10/6/2020)

IAR

California
(6/24/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/10/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/9/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 10/23/1992

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/7/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/7/1995

General Securities Principal Examination

Current Firm

JEWELL WEALTH MANAGEMENT INC.

CRD#: 304259 / SEC#:

Arizona

Registered Investment Advisory firm - (10/6/2020 Approved)

California

Registered Investment Advisory firm - (6/24/2019 Approved)

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Contact information

Main Address

Tucson, AZ

Mailing Address

Phone number

(949) 285-7462

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	60
AUM (Assets Under Management)	$ 11,983,015

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel S. Jewell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Sheldon Jewell's CRS (Customer Relationship Summary).

Certified licenses

Experience

HORTER INVESTMENT MANAGEMENT, LLC

JEWELL FINANCIAL MANAGEMENT

USALLIANZ SECURITIES, INC.

SECURITIES SERVICE NETWORK, LLC

SECURITIES AMERICA, INC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/10/2014

Series 63

Date: 10/9/1992

Series 3

Date: 10/23/1992

Series 7

Date: 10/7/1992

Series 24

Date: 4/7/1995

Current Firm

JEWELL WEALTH MANAGEMENT INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JEWELL WEALTH MANAGEMENT INC.

TRUST BUT VERIFY

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