Kevin C. Helwig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Charles Helwig was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1992. Kevin had worked at 15 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2023 - May 15, 2024
ORCHARD SECURITIES, LLC
August 24, 2018 - July 23, 2023
BLUEROCK CAPITAL MARKETS LLC
January 28, 2016 - August 21, 2018
PREFERRED CAPITAL SECURITIES, LLC
July 11, 2014 - January 7, 2016
NEXBANK SECURITIES INC
June 13, 2014 - July 10, 2014
NEXPOINT SECURITIES, INC.
October 25, 2013 - June 17, 2014
AXIOM CAPITAL MANAGEMENT, INC.
November 13, 2012 - September 3, 2013
KBR CAPITAL MARKETS, LLC
March 9, 2012 - November 12, 2012
LOCORR DISTRIBUTORS, LLC
May 20, 2004 - March 15, 2012
PROVASI CAPITAL PARTNERS LP
July 15, 1999 - June 2, 2004
BOFA DISTRIBUTORS, INC.
August 29, 1998 - July 15, 1999
KEYPORT FINANCIAL SERVICES CORP.
February 1, 1996 - December 3, 1997
BANC ONE SECURITIES CORPORATION
June 14, 1995 - February 1, 1996
BANC ONE ARIZONA INVESTMENT SERVICES CORPORATION
July 31, 1993 - May 30, 1995
CITIGROUP GLOBAL MARKETS INC.
October 6, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ORCHARD SECURITIES, LLC
CRD#: 133378 / SEC#: , 8-66719
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CREEKSIDE LAND DEVELOPMENT, LLC | MEMBER | |
| FAR VISIONS, LLC | MEMBER | |
| NORTH CANYON ENTERPRISES, LLC | MEMBER | |
| TOTTENHAM INVESTMENTS, LLC | MEMBER | |
| TRIPLE CROWN SECURITES, LLC | MEMBER | |
| BADALAMENTI, CHARLES RICHARD | FINOP | 2065038 |
| BRADBURN, KEVIN CHRISTOPHER | MANAGER, CHIEF EXECUTIVE OFFICER | 2718206 |
| GARRETT, TAYLOR WESTON | PRESIDENT | 4829547 |
| HART, ADRIENNE YOST | CHIEF COMPLIANCE OFFICER | 1510179 |
Red Flags
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