Patrick S. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Stephen Martin JR, who also goes by Patrick Martin, was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1994. Patrick had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2014 - July 24, 2017
VISIONARY HORIZONS, LLC
May 23, 2006 - December 19, 2012
TAG BENEFIT ADVISORS, LLC
February 25, 2005 - September 14, 2005
AMSOUTH ASSET MANAGEMENT, INC.
February 26, 2004 - February 25, 2005
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC
June 5, 2000 - March 9, 2004
AMSOUTH INVESTMENT SERVICES, INC.
December 7, 1994 - June 5, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
VISIONARY HORIZONS, LLC
CRD#: 150483 / SEC#: 801-79890
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VISIONARY HORIZONS, LLC
CRD#: 150483 / SEC#: 801-79890
Contact information
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,229 |
| AUM (Assets Under Management) | $ 291,415,668 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
