Daniel J. Evans
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Joseph Evans, who also goes by Dan Evans, Danny Evans, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1992. Daniel had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2015 - December 31, 2016
USAFOLIOS, LLC
December 18, 2013 - December 31, 2014
BILTMORE FAMILY OFFICE, LLC
March 24, 2000 - March 28, 2002
NICHOLAS ADVISORS SECURITIES CORPORATION
November 13, 1993 - July 6, 1998
FIDELITY BROKERAGE SERVICES LLC
March 26, 1993 - November 5, 1993
A. G. EDWARDS & SONS, INC.
November 3, 1992 - February 19, 1993
ELECTRONIC TRADING SYSTEMS, L.P.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
USAFOLIOS, LLC
CRD#: 169785 / SEC#: 801-78983
Contact information
Red Flags
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