JD
Jeffrey D. Davies
MOORS & CABOT
Poland, OH 44514
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CRD#: 2277389
JD
Professional summary
Jeffrey David Davies, who also goes by Jeffrey D Vlad, is a registered financial advisor currently at MOORS & CABOT, INC. located in Poland, Ohio.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Jeffrey has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeffrey D Vlad
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey David Davies's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey David Davies's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 25, 2007 - Present
MOORS & CABOT, INC.
Office #1: 850 E. Western Reserve Rd Unit 5, Poland, OH 44514RIA
BD
CRD#: 594
Poland, OH
Current
June 20, 2008 - Present
MOORS & CABOT, INC.
Office #1: 850 E. Western Reserve Rd Unit 5, Poland, OH 44514RIA
BD
CRD#: 594
Poland, OH
Past
March 16, 2006 - June 25, 2007
MOORS & CABOT INC
RIA
CRD#: 110869
YOUNGSTOWN, OH
Past
September 16, 2005 - March 29, 2018
ANALYTICAL PORTFOLIO SOLUTIONS, LLC
RIA
CRD#: 125481
YOUNGSTOWN, OH
Past
August 24, 2005 - June 20, 2008
MOORS & CABOT FINANCIAL ADVISORS, LLC
BD
CRD#: 132798
YOUNGSTOWN, OH
Past
August 11, 2005 - July 14, 2006
MOORS & CABOT, INC.
BD
CRD#: 594
YOUNGSTOWN, OH
Past
July 7, 2000 - August 16, 2005
WRP INVESTMENTS, INC.
RIA
CRD#: 7365
YOUNGSTOWN, OH
Past
January 27, 1997 - August 16, 2005
WRP INVESTMENTS, INC.
BD
CRD#: 7365
YOUNGSTOWN, OH
Past
May 2, 1996 - January 31, 1997
KEOGLER, MORGAN & COMPANY, INC.
BD
CRD#: 16546
ATLANTA, GA
Past
November 5, 1992 - May 7, 1996
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
November 5, 1992 - May 7, 1996
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MOORS & CABOT, INC.
MOORS & CABOT FINANCIAL ADVISORS | MOORS & CABOT, INC. | MOORS & CABOT, INC
CRD#: 594 / SEC#: 801-48726, 8-23060
RIA
Registered Investment Advisory firm - SEC (3/30/1995 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/8/2026)
RR
Arizona(6/20/2008)
RR
California(6/20/2008)
RR
Connecticut(4/17/2018)
RR
Florida(6/20/2008)
RR
Georgia(10/11/2022)
RR
Illinois(12/6/2024)
RR
Indiana(12/6/2024)
RR
Kentucky(10/13/2017)
RR
Louisiana(12/6/2024)
RR
Maryland(8/5/2024)
RR
Minnesota(6/20/2008)
RR
Missouri(10/11/2022)
RR
Nevada(2/9/2009)
RR
New Jersey(4/16/2025)
RR
New York(6/20/2008)
RR
North Carolina(6/20/2008)
IAR
Ohio(6/25/2007)
RR
Ohio(6/23/2008)
RR
Oregon(8/1/2024)
RR
Pennsylvania(6/20/2008)
RR
South Carolina(10/11/2022)
RR
South Dakota(2/14/2022)
RR
Tennessee(10/11/2022)
RR
Texas(12/8/2015)
RR
Utah(12/6/2024)
RR
Virginia(6/20/2008)
RR
Washington(12/6/2024)
RR
West Virginia(6/20/2008)
RR
Wisconsin(10/11/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
MOORS & CABOT, INC.
MOORS & CABOT FINANCIAL ADVISORS | MOORS & CABOT, INC. | MOORS & CABOT, INC
CRD#: 594 / SEC#: 801-48726, 8-23060
RIA
Registered Investment Advisory firm - SEC (3/30/1995 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Federal Street 19th Floor, Boston, MA 02110
Mailing Address
One Federal Street 19th Floor, Boston, MA 02110
Phone number
(617) 426-0500
Established
Massachusetts since 07/05/1978
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees
121
SEC notice filing (35 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EIGHTEEN NINETY PARTNERS, LLC | SHAREHOLDER | |
| BRAUN, MICHAEL CHARLES | EVP/COO/DIRECTOR | 2005370 |
| CUETARA, JOSEPH PHILIP | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | 58308 |
| GARRETT, MARK DAVID | DIRECTOR/CO-CHAIRMAN/TRUSTEE | 5563014 |
| HILDRETH, MICHAEL CHRISTOPHER | EVP/CFO/FINOP/PRESIDENT/CEO/DIRECTOR | 2386839 |
| JOYCE, DANIEL MICHAEL | DIRECTOR | 1060819 |
| KELLIHER, KATHERINE ROSE | SVP & CHIEF COMPLIANCE OFFICER | 4146307 |
Regulatory assets under management
| Total Number of Accounts | 5,074 |
| AUM (Assets Under Management) | $ 3,437,764,388 |
Disclosures
| Regulatory Event | 30 |
| Arbitration | 4 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 01/23/2025 | ||
| 12/04/2023 | ||
| 01/12/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MOORS & CABOT, INC.
CRD#: 594Poland, OH 44514TRUST BUT VERIFY
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Contact information
xxxxx@xxxx.xxx
