James P. Witkowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Peter Witkowski, who also goes by Jim Witkowski, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1994. James had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 2008 - April 11, 2025
PACIFIC SELECT DISTRIBUTORS, LLC
February 9, 2005 - March 31, 2008
METLIFE INVESTORS DISTRIBUTION COMPANY
April 1, 2002 - January 27, 2005
PACIFIC SELECT DISTRIBUTORS, LLC
November 22, 1999 - March 21, 2002
IDS LIFE INSURANCE COMPANY
November 22, 1999 - March 21, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
November 3, 1998 - February 5, 1999
NATIONAL PLANNING CORPORATION
March 14, 1997 - February 10, 1999
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
February 22, 1994 - February 13, 1997
SUNAMERICA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PACIFIC SELECT DISTRIBUTORS, LLC
CRD#: 4452 / SEC#: , 8-15264
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC LIFE INSURANCE COMPANY | PARENT OF APPLICANT | |
| DARE, BARBARA ALYCE | VICE PRESIDENT | 5074108 |
| KISSEL, GEOFFREY P | CHIEF EXECUTIVE OFFICER | 7499710 |
| LA ROQUE, SUZANNE MARIE | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 4222767 |
| SMITH, TREVOR TIMOTHY | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER | 4844953 |
| YAMAUCHI, STARLA CHIN | VICE PRESIDENT, CORPORATE SECRETARY | 7721024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
