JK

Jennifer E. Kaczmarek

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CRD#: 2277249
JK

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jennifer Elizabeth Kaczmarek, who also goes by Jennifer E Fox, Jennifer Fox, was a registered financial professional .

Jennifer is a previously registered financial professional and started their career in finance in 1998. Jennifer had worked at 2 firms and has passed the Series 63 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jennifer E Fox | Jennifer Fox

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 14, 2012 - February 8, 2013

MCADAMS WRIGHT RAGEN, INC.

BD
CRD#: 45899
SEATTLE, WA
Past

June 20, 2003 - October 4, 2010

MCADAMS WRIGHT RAGEN, INC.

BD
CRD#: 45899
SEATTLE, WA
Past

January 11, 2002 - April 24, 2002

MCADAMS WRIGHT RAGEN, INC.

BD
CRD#: 45899
SEATTLE, WA
Past

September 26, 2000 - January 11, 2002

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
SAN FRANCISCO, CA
Past

March 20, 1998 - March 14, 2000

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
SAN FRANCISCO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam

Current Firm


MW
MCADAMS WRIGHT RAGEN, INC.
MCADAMS WRIGHT RAGEN CAPITAL MANAGEMENT | MCADAMS WRIGHT RAGEN, INC. | MCADAMS WRIGHT RAGEN INSURANCE SERVICES

CRD#: 45899 / SEC#: 801-55918, 8-51232

BD
Terminated by SEC on 01/10/2015
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Contact information


Main Address
Mailing Address
Phone number
Established
Washington since 07/17/1998
Firm type
Corporation
Fiscal year end
December
# of Employees

Direct owners and executive officers


NamePositionCRD#
BAIRD FINANCIAL CORPORATIONSHAREHOLDER
BOOTH, STEVEN GREGORYDIRECTOR2147388
DIRECTOR, DAVID JEROMEEXECUTIVE VICE PRESIDENT/CHIEF FINANCIAL OFFICER/FINOP/DIRECTOR1060159
GUAGLIARDO, ALICIA MARIASENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER2091180
MCADAMS, SCOTT WAYNEPRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR1559165
PURCELL, PAUL EDWARDDIRECTOR844873
RAGEN, BROOKS GEERCHAIRMAN OF THE BOARD/DIRECTOR370117
RAGEN, CAMERON BROOKSSENIOR VICE PRESIDENT2140003
ROGOWSKI, ROBERT JOHNMANAGING DIRECTOR & DEPART CHAIR, INVESTMENT BANKING1818321
SCHROEDER, MICHAEL JOHNDIRECTOR1483012
ZARCONE, DOMINICK PAULDIRECTOR2154034

Disclosures


Regulatory Event5

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MCADAMS WRIGHT RAGEN, INC.

CRD#: 45899

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