David V. Menegus

AE WEALTH MANAGEMENT

Sisters, OR 97759

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CRD#: 2277235

Professional summary

David Vincent Menegus, who also goes by David VIncent Cortazzo, Dave Menegus, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Sisters, Oregon.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. David has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Vincent Cortazzo | Dave Menegus

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) DVM INVESTMENT SERVICES LLC; YES INVESTMENT RELATED; 1126 NW KNOXVILLE CT, BEND, OR 97703; INSURANCE/ANNUITY SALES; OWNER; 1/2019; 160HRS/M130HRS/MO DURING SECURITIES TRADING HOURS; PROVIDE FINANCIAL SERVICES OF MY CLIENTS. 2) DVM INVESTMENT RENTALS, LLC; NOT INVESTMENT RELATED;1126 NW KNOXVILLE CT, BEND, OR 97703; RENTAL PROPERTY OWNERSHIP AND RENTAL INCOME; OWNER; 1/2024; 5HRS/MO; 0HRS/MO DURING SECURITIES TRADIHOURS; COMMUNICATE AND DEAL WITH FINANCIAL MATTERS WITH AUSTIN PROPERTY MANAGEMENT, THE PROPERTY MANAGER.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Vincent Menegus's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 5, 2025 - Present

AE WEALTH MANAGEMENT, LLC

Office #1: 704 W Hood Ave Ste C, Sisters, OR 97759

RIA

CRD#: 282580

Sisters, OR

Past

June 29, 2023 - November 4, 2025

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

BEND, OR

Past

May 20, 2021 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

BEND, OR

Past

September 20, 2019 - November 4, 2025

CETERA WEALTH SERVICES, LLC

CRD#: 13572

BEND, OR

Past

November 2, 2009 - May 20, 2021

SUMMIT FINANCIAL GROUP INC

RIA

CRD#: 109485

BEND, OR

Past

October 14, 2009 - September 20, 2019

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

BEND, OR

Past

December 20, 2006 - October 6, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

BEND, OR

Past

August 26, 2003 - November 17, 2006

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

March 13, 2001 - January 15, 2002

NATIXIS SECURITIES NORTH AMERICA INC.

CRD#: 28722

NEW YORK, NY

Past

December 1, 2000 - April 4, 2001

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

December 16, 1994 - December 1, 2000

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

November 27, 1992 - December 23, 1994

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(11/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/17/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/1/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/24/1992

General Securities Representative Examination

Current Firm

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

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Contact information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Mailing Address

Phone number

(866) 363-9595

Established

Firm type

Fiscal year end

# of Employees

602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)

FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	111,059
AUM (Assets Under Management)	$ 37,525,706,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David V. Menegus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Vincent Menegus's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT ADVISERS LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

SUMMIT FINANCIAL GROUP INC

SUMMIT BROKERAGE SERVICES, INC.

UBS FINANCIAL SERVICES INC.

QUEST CAPITAL STRATEGIES, INC.

NATIXIS SECURITIES NORTH AMERICA INC.

UBS SECURITIES LLC

UBS FINANCIAL SERVICES INC.

KIDDER, PEABODY & CO. INCORPORATED

Primary Firm SEC Registration

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/17/2007

Series 63

Date: 12/1/1992

SIE

Date: 10/1/2018

Series 7

Date: 11/24/1992

Current Firm

AE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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