RI
Russell W. Ingram
GUARDIAN WEALTH ADVISORS
JOHNSON CITY, TN 37601
Some features on this profile are disabled
CRD#: 2277221
RI
Professional summary
Russell William Ingram, who also goes by Duke Ingram, Russell W Ingram, is a registered financial advisor currently at GUARDIAN WEALTH ADVISORS, LLC located in Johnson City, Tennessee.
Russell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Russell has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Duke Ingram | Russell W Ingram
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) GOLF TENN PARTNERSHIP. YES INVESTMENT RELATED. 268 CHRISTIAN CHURCH ROAD SUITE 5 GRAY TN 37615. OWNS LAND THAT HAS CREATED GOLF COURSES. PARTNER. 01/01/1995-CURRENT. 20 HOURS/MONTH; 20 DURING SECURITIES TRADING HOURS. 2) INGRAM FINANCIAL SERVICES. LIFE,DISABILITY, HEATH, AND LONG TERM CARE INSURANCE SALES, ALONG WITHGORUP MEDICAL & ANCILLARY INSURANCE. INSURANCE AGENT AND OWNER. 01/01/1969. 200 HOURS/MONTH; 200 DURING SECURITIES TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Russell William Ingram's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 6, 2022 - Present
GUARDIAN WEALTH ADVISORS, LLC
Office #1: 2903 E Oakland Ave, Johnson City, TN 37601RIA
CRD#: 305412
JOHNSON CITY, TN
Past
July 19, 2012 - April 1, 2022
ON INVESTMENT MANAGEMENT CO
RIA
CRD#: 105662
JOHNSON CITY, TN
Past
July 15, 1994 - April 1, 2022
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
JOHNSON CITY, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GUARDIAN WEALTH ADVISORS, LLC
BLUE LINE INVESTING | VALLEY PEAK FINANCIAL | SILO WEALTH | LSG INVESTMENT GROUP | INGRAM FINANCIAL | ID WEALTH | GWP HOLDINGS, LLC | GUARDIAN WEALTH PARTNERS | GUARDIAN WEALTH ADVISORS, LLC | GATHER WEALTH | FINANCE ROADMAP PLANNING | DUNHAM & DEITEL WEALTH MANAGEMENT | CORNERSTONE WEALTH CONSULTING SERVICES LLC | CENTERPOINT FINANCIAL GROUP, INC.
CRD#: 305412 / SEC#: 801-118121
RIA
Registered Investment Advisory firm - (2/24/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(4/20/2022)
IAR
Tennessee(4/6/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
GW
GUARDIAN WEALTH ADVISORS, LLC
BLUE LINE INVESTING | VALLEY PEAK FINANCIAL | SILO WEALTH | LSG INVESTMENT GROUP | INGRAM FINANCIAL | ID WEALTH | GWP HOLDINGS, LLC | GUARDIAN WEALTH PARTNERS | GUARDIAN WEALTH ADVISORS, LLC | GATHER WEALTH | FINANCE ROADMAP PLANNING | DUNHAM & DEITEL WEALTH MANAGEMENT | CORNERSTONE WEALTH CONSULTING SERVICES LLC | CENTERPOINT FINANCIAL GROUP, INC.
CRD#: 305412 / SEC#: 801-118121
RIA
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Contact information
Main Address
4270 The Circle At North Hills Street Suite 200, Raleigh, NC 27609
Mailing Address
Phone number
(919) 874-1900
Established
Firm type
Fiscal year end
# of Employees
43
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,683 |
| AUM (Assets Under Management) | $ 2,051,517,525 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
