TC
Timothy W. Call
MML DISTRIBUTORS
SPRINGFIELD, MA 01111
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CRD#: 2277214
TC
Professional summary
Timothy William Call is a registered financial professional currently at MML DISTRIBUTORS, LLC located in Springfield, Massachusetts.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 1992. Timothy has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Timothy William Call's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 28, 2024 - Present
MML DISTRIBUTORS, LLC
Office #1: 1295 State Street, Springfield, MA 01111BD
CRD#: 38030
SPRINGFIELD, MA
Past
September 7, 2016 - August 7, 2024
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
RIA
CRD#: 108257
Needham, MA
Past
June 28, 2016 - August 7, 2024
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
BD
CRD#: 840
BOSTON, MA
Past
October 8, 2014 - July 14, 2016
MORGAN STANLEY DISTRIBUTION, INC.
BD
CRD#: 30344
NEW YORK, NY
Past
November 12, 2008 - January 10, 2014
SENTINEL FINANCIAL SERVICES COMPANY
BD
CRD#: 31175
MONTPELIER, VT
Past
March 12, 2008 - November 11, 2008
PUTNAM INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 106629
BOSTON, MA
Past
March 31, 2002 - February 26, 2008
PUTNAM INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 106629
BOSTON, MA
Past
March 7, 2000 - November 11, 2008
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
BD
CRD#: 7325
BOSTON, MA
Past
January 3, 1997 - February 22, 2000
ALLIANCEBERNSTEIN INVESTMENTS, INC.
BD
CRD#: 14549
NASHVILLE, TN
Past
September 21, 1992 - December 11, 1996
FEDERATED SECURITIES CORP.
BD
CRD#: 5009
PITTSBURGH, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/28/2024)
RR
Alaska(8/28/2024)
RR
Arizona(8/28/2024)
RR
Arkansas(8/28/2024)
RR
California(8/28/2024)
RR
Colorado(8/28/2024)
RR
Connecticut(8/28/2024)
RR
Delaware(8/28/2024)
RR
District of Columbia(8/28/2024)
RR
Florida(8/28/2024)
RR
Georgia(8/28/2024)
RR
Hawaii(8/28/2024)
RR
Idaho(8/28/2024)
RR
Illinois(8/28/2024)
RR
Indiana(8/28/2024)
RR
Iowa(8/28/2024)
RR
Kansas(8/28/2024)
RR
Kentucky(8/28/2024)
RR
Louisiana(8/28/2024)
RR
Maine(8/28/2024)
RR
Maryland(8/28/2024)
RR
Massachusetts(8/29/2024)
RR
Michigan(8/28/2024)
RR
Minnesota(8/28/2024)
RR
Mississippi(8/28/2024)
RR
Missouri(8/28/2024)
RR
Montana(8/28/2024)
RR
Nebraska(8/28/2024)
RR
Nevada(8/28/2024)
RR
New Hampshire(8/28/2024)
RR
New Jersey(8/28/2024)
RR
New Mexico(8/28/2024)
RR
New York(8/28/2024)
RR
North Carolina(8/28/2024)
RR
North Dakota(8/28/2024)
RR
Ohio(8/28/2024)
RR
Oklahoma(8/28/2024)
RR
Oregon(8/28/2024)
RR
Pennsylvania(8/28/2024)
RR
Puerto Rico(8/28/2024)
RR
Rhode Island(8/28/2024)
RR
South Carolina(8/28/2024)
RR
South Dakota(8/28/2024)
RR
Tennessee(8/28/2024)
RR
Texas(8/28/2024)
RR
Utah(8/28/2024)
RR
Vermont(8/28/2024)
RR
Virginia(8/28/2024)
RR
Washington(8/28/2024)
RR
West Virginia(8/28/2024)
RR
Wisconsin(8/28/2024)
RR
Wyoming(8/28/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MD
MML DISTRIBUTORS, LLC
CONNECTICUT MUTUAL FINANCIAL SERVICES, LLC. | MML DISTRIBUTORS, LLC | MML DISTRIBUTORS, LIMITED LIABILITY COMPANY
CRD#: 38030 / SEC#: , 8-48203
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
1295 State Street, Springfield, MA 01111
Mailing Address
1295 State Street, Springfield, MA 01111
Phone number
(413) 737-8400
Established
Connecticut since 11/10/1994
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | MEMBER | |
| BAGGETTA, VINCENT COSIMO | CHIEF RISK OFFICER | 2431743 |
| DUCH III, EDWARD KARL | CHIEF LEGAL OFFICER, SECRETARY AND VICE PRESIDENT | 4808341 |
| MASSMUTUAL HOLDING LLC | MEMBER | |
| PUHALA, JAMES | CHIEF COMPLIANCE OFFICER | 5290483 |
| RISPOLI, FRANK JOSEPH | CHIEF FINANCIAL OFFICER AND TREASURER | 4364402 |
| STEELE, DOUGLAS ROBERT | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 5026710 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MML DISTRIBUTORS, LLC
CRD#: 38030Springfield, MA 01111TRUST BUT VERIFY
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