Nicholas Fox
Professional summary
Nicholas Fox, who also goes by Nicholas Joseph Fox, Nicholas Joseph Fox, Nicholas Joseph Foxhoven, Nick Foxhoven, is a registered financial professional currently at LINCOLN FINANCIAL DISTRIBUTORS, INC. located in Radnor, Pennsylvania.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 1992. Nicholas has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas Fox's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 27, 2018 - Present
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Office #1: 130 N Radnor-chester Rd, Radnor, PA 19087October 19, 2005 - September 4, 2018
JANUS HENDERSON DISTRIBUTORS US LLC
February 23, 2005 - June 29, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 23, 2005 - June 29, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 26, 2004 - December 14, 2004
COLUMBIA MANAGEMENT ADVISORS, INC.
June 21, 2004 - December 14, 2004
BOFA DISTRIBUTORS, INC.
January 1, 2003 - June 7, 2004
BACAP DISTRIBUTORS, LLC
January 1, 2003 - June 21, 2004
BACAP DISTRIBUTORS, LLC
July 20, 2001 - January 1, 2003
STEPHENS
April 20, 2001 - January 1, 2003
STEPHENS
June 9, 2000 - April 13, 2001
IDS LIFE INSURANCE COMPANY
June 9, 2000 - April 13, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
March 20, 1996 - February 23, 2000
INVESCO CAPITAL MARKETS, INC.
September 22, 1992 - January 26, 1996
FEDERATED SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/27/2018)
(11/21/2018)
Exams
FINRA
Current Firm
LINCOLN FINANCIAL DISTRIBUTORS, INC.
CRD#: 145 / SEC#: , 8-13431
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE LINCOLN NATIONAL LIFE INSURANCE COMPANY | SHAREHOLDER | |
| CHRYSSIKOS, PAUL TELEMAC | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 7263748 |
| FALLER, DANIEL T | SENIOR VICE PRESIDENT, HEAD OF LFD FINANCE | 6006570 |
| GIBSON, JASON MICHAEL | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, DISTRIBUTION | 3081880 |
| KENNEDY, JOHN CHRISTOPHER | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2213083 |
| NEPA, JARED M. | SVP, HEAD OF LIFE & MONEYGUARD DISTRIBUTION | 5157819 |
| OMORUYI, MEGAN VOGT | AVP, FINANCIAL AND OPERATIONS PRINCIPAL | 7803022 |
| SEIFERT, TIMOTHY JOHN | SENIOR VICE PRESIDENT, HEAD OF RS DISTRIBUTION | 1577571 |
| SMITH, NANCY | SECRETARY | 6140078 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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