David J. Calicchio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David J Calicchio was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1992. David had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 9, 1996 - May 7, 1997
FIRST CAMBRIDGE SECURITIES CORPORATION
August 11, 1995 - November 18, 1996
INSTITUTIONAL EQUITY CORPORATION
May 5, 1994 - June 14, 1995
PARAMOUNT INVESTMENTS INTERNATIONAL, INC.
June 14, 1993 - April 6, 1994
KENSINGTON WELLS INCORPORATED
October 9, 1992 - May 20, 1993
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST CAMBRIDGE SECURITIES CORPORATION
CRD#: 21846 / SEC#: , 8-39108
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
