Stephen F. Hill

STEPHEN F. HILL AND ASSOCIATES L.L.C.

Frisco, TX

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CRD#: 2276842

Professional summary

Stephen Frederick Hill, who also goes by Fredrick Hill, Stephen Fredrick Hill, is a registered financial advisor currently at STEPHEN F. HILL AND ASSOCIATES L.L.C. located in Frisco, Texas and EAGLE FINANCIAL ADVISORS, LLC located in Frisco, Texas.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Stephen has worked at 7 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Fredrick Hill | Stephen Fredrick Hill

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Stephen F. Hill and Associates L.L.C., investment advisory firm, investment-related, Managing Member / Chief Compliance Officer, START 08/2015, 20 Hours per week Eagle Financial Group, insurance company or agency, investment-related, insurance agent, START 04/2008, 40 hrs during trading hours, 10 hours outside trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Frederick Hill's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 14, 2013 - Present

STEPHEN F. HILL AND ASSOCIATES L.L.C.

RIA

CRD#: 166398

Frisco, TX

Current

May 14, 2015 - Present

EAGLE FINANCIAL ADVISORS, LLC

Office #1: 9300 Wade Blvd. Suite 100, Frisco, TX 75035

RIA

CRD#: 167696

Frisco, TX

Past

February 16, 2010 - November 26, 2010

OSAIC FS, INC.

RIA

CRD#: 3870

DALLAS, TX

Past

August 23, 2002 - November 26, 2010

OSAIC FS, INC.

CRD#: 3870

DALLAS, TX

Past

April 1, 2001 - June 17, 2002

WAMU INVESTMENTS, INC.

CRD#: 599

IRVINE, CA

Past

November 5, 1996 - April 1, 2001

BANK UNITED SECURITIES CORP.

CRD#: 30288

HOUSTON, TX

Past

April 17, 1996 - November 11, 1996

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

October 26, 1993 - April 23, 1996

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(6/16/2015)

IAR

Florida
(6/11/2015)

IAR

Georgia
(8/5/2015)

IAR

Illinois
(5/19/2015)

IAR

Michigan
(5/20/2015)

IAR

Minnesota
(11/4/2015)

IAR

Missouri
(5/20/2015)

IAR

New Mexico
(6/6/2017)

IAR

North Carolina
(5/27/2015)

IAR

Ohio
(5/20/2015)

IAR

Oklahoma
(5/26/2015)

IAR

Oregon
(5/19/2015)

IAR

Pennsylvania
(5/20/2015)

IAR

Texas
(1/14/2013)

IAR

Wisconsin
(5/22/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/27/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/3/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 4/26/1996

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 2/23/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/31/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

EAGLE FINANCIAL ADVISORS, LLC

CLA USA ADVISORY GROUP, LLC | EAGLE FINANCIAL ADVISORS, LLC

CRD#: 167696 / SEC#:

Arizona

Registered Investment Advisory firm - (6/16/2015 Approved)

Florida

Registered Investment Advisory firm - (5/21/2014 Approved)

Georgia

Registered Investment Advisory firm - (10/16/2014 Approved)

Illinois

Registered Investment Advisory firm - (4/1/2015 Approved)

Indiana

Registered Investment Advisory firm - (4/16/2021 Approved)

Louisiana

Registered Investment Advisory firm - (10/6/2014 Approved)

Michigan

Registered Investment Advisory firm - (6/11/2014 Approved)

Minnesota

Registered Investment Advisory firm - (11/2/2015 Approved)

Missouri

Registered Investment Advisory firm - (12/3/2014 Approved)

New Jersey

Registered Investment Advisory firm - (8/31/2019 Terminated)

New Mexico

Registered Investment Advisory firm - (6/5/2017 Approved)

North Carolina

Registered Investment Advisory firm - (1/17/2014 Approved)

Ohio

Registered Investment Advisory firm - (3/3/2014 Approved)

Oklahoma

Registered Investment Advisory firm - (4/23/2014 Approved)

Oregon

Registered Investment Advisory firm - (2/10/2014 Approved)

Pennsylvania

Registered Investment Advisory firm - (3/13/2014 Approved)

Texas

Registered Investment Advisory firm - (9/16/2013 Approved)

Wisconsin

Registered Investment Advisory firm - (2/19/2015 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

9300 Wade Blvd. Suite 100, Frisco, TX 75035

Mailing Address

Phone number

(800) 994-1317

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	373
AUM (Assets Under Management)	$ 86,998,719

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen F. Hill

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Frederick Hill's CRS (Customer Relationship Summary).

Certified licenses

Experience

EAGLE FINANCIAL ADVISORS, LLC

OSAIC FS, INC.

OSAIC FS, INC.

WAMU INVESTMENTS, INC.

BANK UNITED SECURITIES CORP.

MORGAN STANLEY DW INC.

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/27/2012

Series 63

Date: 9/3/1993

Series 31

Date: 4/26/1996

Series 7

Date: 2/23/1994

Series 6

Date: 8/31/1993

Current Firm

EAGLE FINANCIAL ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EAGLE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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