Gregg A. Okeefe

CONGRESS ASSET MANAGEMENT COMPANY, LLP

BOSTON, MA 02210

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CRD#: 2276823

Professional summary

Gregg Andrew Okeefe, who also goes by Gregg Okeefe, is a registered financial advisor currently at CONGRESS ASSET MANAGEMENT COMPANY, LLP located in Boston, Massachusetts.

Gregg is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Gregg has worked at 1 firm and has passed the Series 65 and Series 2 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gregg Okeefe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregg Andrew Okeefe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 26, 2011 - Present

CONGRESS ASSET MANAGEMENT COMPANY, LLP

Office #1: 2 Seaport Lane 5th Floor, Boston, MA 02210

RIA

CRD#: 105161

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONGRESS ASSET MANAGEMENT COMPANY, LLP

CONGRESS ASSET MANAGEMENT CO | CONGRESS ASSET MANAGEMENT COMPANY, LLP

CRD#: 105161 / SEC#: 801-23386

RIA

Registered Investment Advisory firm - (1/31/1985 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(9/26/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/27/1992

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 2

Date: 1/4/1995

Non-Member General Securities Examination

Current Firm

CONGRESS ASSET MANAGEMENT COMPANY, LLP

CONGRESS ASSET MANAGEMENT CO | CONGRESS ASSET MANAGEMENT COMPANY, LLP

CRD#: 105161 / SEC#: 801-23386

RIA

Registered Investment Advisory firm - (1/31/1985 Approved)

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Contact information

Main Address

2 Seaport Lane, Boston, MA 02210-2001

Mailing Address

Phone number

(800) 542-7888

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CONGRESS ASSET DISCLOSURE BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	8,097
AUM (Assets Under Management)	$ 14,186,740,344

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/22/2025	Cover Page	Report
11/14/2024	Cover Page	Report
01/19/2024	Cover Page	Report
11/17/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gregg A. Okeefe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregg Andrew Okeefe's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONGRESS ASSET MANAGEMENT COMPANY, LLP

Primary Firm SEC Registration

CONGRESS ASSET MANAGEMENT COMPANY, LLP

State Registrations and Notice Filings

Exams

Series 65

Date: 8/27/1992

Series 2

Date: 1/4/1995

Current Firm

CONGRESS ASSET MANAGEMENT COMPANY, LLP

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CONGRESS ASSET MANAGEMENT COMPANY, LLP

TRUST BUT VERIFY

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