Charles A. Zabatta
Professional summary
Charles Anthony Zabatta JR, who also goes by Chip Zabatta Jr, is a registered financial professional currently at MURIEL SIEBERT & CO., LLC located in New York, New York.
Charles is registered as a RR (Registered Representative) and started their career in finance in 1992. Charles has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charles Anthony Zabatta JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 6, 2021 - Present
MURIEL SIEBERT & CO., LLC
Office #1: 300 Vesey Street 5th Floor, New York, NY, 10282December 4, 2019 - March 31, 2021
RISE FINANCIAL SERVICES, LLC
November 2, 2017 - January 21, 2020
MURIEL SIEBERT & CO., LLC
July 2, 2012 - December 13, 2016
VIRTU AMERICAS LLC
May 23, 2011 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
February 9, 2011 - May 20, 2011
STOCKCROSS FINANCIAL SERVICES, INC.
January 3, 2011 - February 14, 2011
KNIGHT CAPITAL AMERICAS, L.P.
December 10, 1996 - January 3, 2011
KNIGHT CAPITAL MARKETS LLC
November 30, 1992 - October 23, 1996
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/6/2021)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/10/1999
Limited Representative-Equity Trader ExamFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
MURIEL SIEBERT & CO., LLC
CRD#: 5376 / SEC#: , 8-14900
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SIEBERT FINANCIAL CORPORATION | PARENT COMPANY | |
| BENDER, KYLE ROBERT | REGISTERED OPTIONS AND SECURITIES FUTURES PRINCIPAL ("ROSFP") | 2287329 |
| BONO, RONALD ROSS | CUSTOMER RELATIONSHIP OFFFICER | 1247269 |
| COLOMBINO, MICHAEL JONATHAN | CHIEF FINANCIAL OFFICER/BOARD MEMBER | 4871852 |
| GEBBIA, GLORIA ESTELLE | BOARD MEMBER | 2126152 |
| GEBBIA, JOHN MICHAEL | CO-CEO/BOARD MEMBER | 1866455 |
| GEBBIA, RICHARD SAL | CO-CEO/BOARD MEMBER | 2348552 |
| REICH, ANDREW HENRY | BOARD MEMBER | 1966909 |
| SCHEBECE, GREGORY CHARLES | CHIEF INFORMATION OFFICER | 1498632 |
| SCUTERI, FREDRICK PAUL | CHIEF OPERATING OFFICER | 2623915 |
| SOSNOWSKI, PETER JAMES | NATIONAL SALES MANAGER | 1540143 |
| VILLELLA, BARBARA DUNNE | CCO/AMLCO | 1719722 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
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