Dean J. Dipierro

KESTRA ADVISORY SERVICES

Peekskill, NY

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CRD#: 2276643

Professional summary

Dean J Dipierro, who also goes by Dean John Dipierro, Dean Dipierro, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Peekskill, New York and KESTRA INVESTMENT SERVICES, LLC located in Ossining, New York.

Dean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Dean has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dean John Dipierro | Dean Dipierro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: KESTRA ADVISORY SERVICES POSITION: Investment Advisor Representative NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/03/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: Investment Advisor Representative Business Name: GREAT HELM CORP POSITION: owner/President NATURE: setup for help in receiving revenue from partner before split codes. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/04/2016 ADDRESS: 1618 magnolia avenue, Peekskill NY 10566, United States DESCRIPTION: none as not an active OBA at this point. see above. Business Name: LODI WEALTH ADVISORS POSITION: registered representative NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/03/2024 ADDRESS: 200 Executive Blvd Ste C, Ossining NY 10566, United States DESCRIPTION: registered representative

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dean J Dipierro's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 3, 2024 - Present

KESTRA ADVISORY SERVICES, LLC

Office #2: 200 Executive Blvd Suite C, Ossining, NY 10562

RIA

CRD#: 283330

Peekskill, NY

Current

April 3, 2024 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 200 Executive Blvd Suite C , Ossining, NY 10562

CRD#: 42046

Ossining, NY

Past

September 15, 2022 - April 4, 2024

OSAIC FA, INC.

RIA

CRD#: 3978

OSSINING, NY

Past

September 15, 2022 - April 4, 2024

OSAIC FA, INC.

CRD#: 3978

OSSINING, NY

Past

August 3, 2021 - September 23, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

CROTON ON HUDSON, NY

Past

July 17, 2017 - September 23, 2022

LPL FINANCIAL LLC

CRD#: 6413

CROTON ON HUDSON, NY

Past

May 10, 2016 - July 28, 2017

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

MELVILLE, NY

Past

January 26, 2011 - April 27, 2015

MORGAN STANLEY DISTRIBUTION, INC.

CRD#: 30344

NEW YORK, NY

Past

December 21, 2007 - February 11, 2009

MORGAN STANLEY DISTRIBUTION, INC.

CRD#: 30344

NEW YORK, NY

Past

August 28, 1995 - June 25, 1996

JOSEPHTHAL & CO., INC.

CRD#: 3227

NEW YORK, NY

Past

February 3, 1995 - September 7, 1995

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/17/2024)

Connecticut
(4/3/2024)

Delaware
(4/3/2024)

District of Columbia
(6/10/2025)

Florida
(4/3/2024)

Georgia
(4/17/2024)

Illinois
(4/3/2024)

Massachusetts
(4/3/2024)

New Jersey
(4/3/2024)

New York
(4/3/2024)

IAR

New York
(4/3/2024)

North Carolina
(4/4/2024)

Ohio
(4/3/2024)

Oklahoma
(4/3/2024)

Pennsylvania
(4/3/2024)

Rhode Island
(4/3/2024)

South Carolina
(4/3/2024)

Texas
(4/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 5/27/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/20/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Dean J. Dipierro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dean J Dipierro's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

OSAIC FA, INC.

OSAIC FA, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

AMERITAS INVESTMENT COMPANY, LLC

MORGAN STANLEY DISTRIBUTION, INC.

MORGAN STANLEY DISTRIBUTION, INC.

JOSEPHTHAL & CO., INC.

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/27/2016

SIE

Date: 10/1/2018

Series 7

Date: 12/20/2007

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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