Dean S. Grason
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dean Scott Grason was a registered financial professional .
Dean is a previously registered financial professional and started their career in finance in 1995. Dean had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2012 - November 20, 2013
FINANCIAL TELESIS INC
June 13, 2012 - November 20, 2013
FINANCIAL TELESIS INC
February 18, 2011 - May 22, 2012
FINANCIAL TELESIS INC
February 18, 2011 - May 22, 2012
FINANCIAL TELESIS INC
February 6, 2007 - December 31, 2008
FIDUCIARY PARTNER ASSET MANAGEMENT LLC
July 18, 2005 - September 21, 2010
MUTUAL SECURITIES, INC.
July 15, 2005 - September 21, 2010
MUTUAL SECURITIES, INC.
April 14, 1999 - July 29, 2005
UBS FINANCIAL SERVICES INC.
March 2, 1999 - July 29, 2005
UBS FINANCIAL SERVICES INC.
August 29, 1996 - February 18, 1999
PIPER SANDLER & CO.
January 24, 1995 - September 9, 1996
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCIAL TELESIS INC
CRD#: 31012 / SEC#: 801-63974, 8-45304
Contact information
FINRA licenses (7 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
