George R. Brickley

BENEFIT FIDUCIARY GROUP LLC

Richmond, VA 23230

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CRD#: 2276560

Professional summary

George Richard Brickley III, who also goes by Brick Brickley, George Richard Brickley, George Richard Brickleyiii, is a registered financial advisor currently at BENEFIT FIDUCIARY GROUP LLC located in Richmond, Virginia.

George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. George has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brick Brickley | George Richard Brickley | George Richard Brickleyiii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: Spherient Advisors Investment Related: Yes Address: 6802 Paragon Place, Suite 126, Richmond, Virginia 23230. Nature of Business: Insurance Position, Title or Relationship: Partner/Consutant Start Date: 6/28/2018 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: Client acquisition, service, business operation Business Name: Spherient Insurance Investment Related: Yes Address: 6802 Paragon Place, Suite 126, Richmond, Virginia 23230. Nature of Business: Insurance Sales Position, Title or Relationship: Insurance Agent Start Date: 6/28/2018 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: Client acquisition, service, business operation

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Richard Brickley III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 18, 2020 - Present

BENEFIT FIDUCIARY GROUP LLC

Office #1: 6802 Paragon Place Suite 126, Richmond, VA 23230

RIA

CRD#: 291252

Richmond, VA

Past

May 5, 2016 - December 5, 2019

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

RICHMOND, VA

Past

August 27, 2014 - September 22, 2016

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

RICHMOND, VA

Past

August 27, 2014 - December 5, 2019

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

RICHMOND, VA

Past

September 24, 2011 - August 29, 2014

FINANCIAL TELESIS INC

RIA

CRD#: 31012

RICHMOND, VA

Past

February 15, 2011 - August 29, 2014

FINANCIAL TELESIS INC

CRD#: 31012

RICHMOND, VA

Past

January 3, 2008 - February 3, 2011

USI SECURITIES, INC.

CRD#: 43793

GLEN ALLEN, VA

Past

May 5, 1998 - December 31, 2007

WATERSTONE FINANCIAL GROUP, INC.

CRD#: 10078

RICHMOND, VA

Past

November 26, 1996 - May 17, 1998

MUTUAL OF AMERICA SECURITIES LLC

CRD#: 27878

NEW YORK, NY

Past

December 22, 1993 - May 17, 1998

MUTUAL OF AMERICA LIFE INSURANCE COMPANY

CRD#: 15356

NEW YORK, NY

Past

October 8, 1992 - December 31, 1993

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BENEFIT FIDUCIARY GROUP LLC

BENEFIT FIDUCIARY GROUP LLC | SPHERIENT RETIREMENT LLC

CRD#: 291252 / SEC#: 801-113176

RIA

Registered Investment Advisory firm - (5/7/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(11/18/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/23/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/9/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/6/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BENEFIT FIDUCIARY GROUP LLC

BENEFIT FIDUCIARY GROUP LLC | SPHERIENT RETIREMENT LLC

CRD#: 291252 / SEC#: 801-113176

RIA

Registered Investment Advisory firm - (5/7/2018 Approved)

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Contact information

Main Address

6802 Paragon Place Suite 126, Richmond, VA 23230

Mailing Address

Phone number

(804) 457-2309

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A: FIRM BROCHURE (1/10/2025)

Regulatory assets under management

Total Number of Accounts	39
AUM (Assets Under Management)	$ 466,610,623

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

George R. Brickley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Richard Brickley III's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

FINANCIAL TELESIS INC

FINANCIAL TELESIS INC

USI SECURITIES, INC.

WATERSTONE FINANCIAL GROUP, INC.

MUTUAL OF AMERICA SECURITIES LLC

MUTUAL OF AMERICA LIFE INSURANCE COMPANY

SECURIAN FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

BENEFIT FIDUCIARY GROUP LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/23/2011

Series 63

Date: 10/9/1992

SIE

Date: 10/1/2018

Series 6

Date: 10/6/1992

Current Firm

BENEFIT FIDUCIARY GROUP LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BENEFIT FIDUCIARY GROUP LLC

TRUST BUT VERIFY

Contact information

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